Nathan S. Sanders
CETERA INVESTMENT ADVISERS LLC
GREENWOOD, SC 29649
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CRD#: 2944988
Professional summary
Nathan Scott Sanders, CFP®, who also goes by Nathan Sanders, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greenwood, South Carolina and CETERA WEALTH SERVICES, LLC located in Greenwood, South Carolina.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Nathan has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Sanders
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 201-B TOWERS DRIVE; GREENWOOD; SC; 29649; FIXED INSURANCE; INDEPENDENT INSURANCE AGNET; 5/26/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 2. NAME OF ENTITY: SANDERS WEALTH MANAGEMENT; Yes; 201-B TOWERS DRIVE; GREENWOOD; SC; 29649; FINANCIAL SERVICES/DBA; OWNER; 5/26/2017; 160; 160; SALE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.| 3. NAME OF OTHER BUSINESS: EVERGREEN BUSINESS PROPERTIES LLC; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: PROPERTY FOR OFFICE SPACE AND LEASE OF ADDITIONAL OFFICE SPACE; 4. NAME OF OTHER BUSINESS: GREENTREE WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP:OWNER/FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 100 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Scott Sanders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 201-b Towers Drive, Greenwood, SC 29649Office #2: 104 Commons Boulevard Suite B, Piedmont, SC 29673RIA
CRD#: 105644
GREENWOOD, SC
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 201-b Towers Drive, Greenwood, SC 29649Office #2: 104 Commons Boulevard Suite B, Piedmont, SC 29673BD
CRD#: 13572
Greenwood, SC
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GREENVILLE, SC
Past
May 26, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
GREENVILLE, SC
Past
May 26, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
GREENVILLE, SC
Past
October 1, 2000 - June 1, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
EASLEY, SC
Past
June 30, 2000 - June 1, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
EASLEY, SC
Past
January 19, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
October 8, 1997 - January 10, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
Arizona(2/10/2022)
RR
Arkansas(1/4/2024)
RR
California(1/4/2024)
RR
Colorado(3/1/2022)
RR
Florida(6/10/2021)
RR
Georgia(6/9/2021)
RR
Hawaii(6/9/2021)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Kansas(6/9/2021)
RR
Kentucky(6/9/2021)
RR
Maryland(6/9/2021)
RR
Massachusetts(7/14/2021)
RR
Minnesota(6/9/2021)
RR
Mississippi(10/18/2023)
RR
Missouri(6/9/2021)
RR
Nevada(1/2/2025)
RR
New Jersey(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Ohio(10/7/2025)
RR
Oklahoma(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
South Carolina(6/9/2021)
IAR
South Carolina(6/29/2023)
RR
Tennessee(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(1/3/2022)
RR
Virginia(6/9/2021)
RR
Washington(6/9/2021)
RR
West Virginia(1/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
