Dwayne T. Ferguson

JT STRATFORD

Gainesville, GA 30501

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CRD#: 2957742

Professional summary

Dwayne Todd Ferguson, who also goes by D Todd Ferguson, D. Todd Ferguson, Todd Ferguson, is a registered financial advisor currently at JT STRATFORD, LLC located in Gainesville, Georgia.

Dwayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Dwayne has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

D Todd Ferguson | D. Todd Ferguson | Todd Ferguson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-STRATFORD GROUP INC; NON-INVESTMENT RELATED; 211 FORREST AVE., GAINSVILLE GA 30501; INSURANCE AGENCY; PRESIDENT - AGENT;2/1999; 20 HRS/MONTH; 1 HR/DAY; COMPENSATION-COMMISSIONS; SALES AND ADMINISTRATION. 2-3-Choice Care Credit LLC,Is Not Investment Related,,Management Consulting,Member,2021-08-06,4 hours per month,0 hours per month during trading hours,Fee Based Compensation,Management Consulting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwayne Todd Ferguson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2011 - Present

JT STRATFORD, LLC

Office #1: 311 Green Street Suite 100, Gainesville, GA 30501

RIA

CRD#: 155629

Gainesville, GA

Past

August 17, 2021 - January 12, 2023

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

Gainesville, GA

Past

January 8, 2009 - November 2, 2011

TRIAD ADVISORS LLC

RIA

CRD#: 25803

GAINESVILLE, GA

Past

August 11, 2005 - December 31, 2008

J.T. STRATFORD ADVISORS, LLC

RIA

CRD#: 135447

GAINESVILLE, GA

Past

February 17, 2005 - October 7, 2005

TRIAD ADVISORS LLC

RIA

CRD#: 25803

GAINESVILLE, GA

Past

February 17, 2005 - August 17, 2021

TRIAD ADVISORS LLC

CRD#: 25803

GAINESVILLE, GA

Past

April 30, 2003 - February 23, 2005

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

GAINESVILLE, GA

Past

January 11, 2002 - February 23, 2005

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

January 7, 1999 - December 31, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

October 24, 1997 - January 19, 1999

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JT STRATFORD, LLC

ECHOLS FINANCIAL SERVICES | RETIREMENT RESOURCES, LLC | JT STRATFORD, LLC | HAMES & COMPANY | FIDUCIARY CAPITAL STRATFORD, LLC

CRD#: 155629 / SEC#: 801-101474

RIA

Registered Investment Advisory firm - (7/22/2015 Approved)

Florida

Registered Investment Advisory firm - (9/8/2015 Terminated)

Georgia

Registered Investment Advisory firm - (9/15/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (9/8/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/22/2011)

IAR

North Carolina
(5/16/2014)

IAR

Texas
(7/23/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/23/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JT STRATFORD, LLC

ECHOLS FINANCIAL SERVICES | RETIREMENT RESOURCES, LLC | JT STRATFORD, LLC | HAMES & COMPANY | FIDUCIARY CAPITAL STRATFORD, LLC

CRD#: 155629 / SEC#: 801-101474

RIA

Registered Investment Advisory firm - (7/22/2015 Approved)

Florida

Registered Investment Advisory firm - (9/8/2015 Terminated)

Georgia

Registered Investment Advisory firm - (9/15/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (9/8/2015 Terminated)

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Contact information

Main Address

311 Green Street Suite 100, Gainesville, GA 30501

Mailing Address

P.o. Box 5966, Gainesville, GA 30504

Phone number

(770) 534-6046

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JT STRATFORD 2025 ANNUAL AMENDED FORM ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	2,552
AUM (Assets Under Management)	$ 814,917,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dwayne T. Ferguson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwayne Todd Ferguson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

TRIAD ADVISORS LLC

J.T. STRATFORD ADVISORS, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

VOYA FINANCIAL ADVISORS, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

JT STRATFORD, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2001

Series 63

Date: 10/23/1997

SIE

Date: 10/1/2018

Series 7

Date: 3/20/2007

Series 6

Date: 10/23/1997

Current Firm

JT STRATFORD, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JT STRATFORD, LLC

TRUST BUT VERIFY

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