DW
Daniel M. Wells
CONTINENTAL INVESTORS SERVICES
Caldwell, ID 83605
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CRD#: 2961853
DW
Professional summary
Daniel Martin Wells is a registered financial advisor currently at CONTINENTAL INVESTORS SERVICES, INC. located in Caldwell, Idaho.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 1 firm and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAN MARTIN INVESTMENTS LLC
HOLDING COMPANY FOR REDLIGHT PHOTOGRAPHY DBA AND SANDSTORM PRODUCTIONS DBA
POSITION: PRESIDENT/OWNER
REDLIGHT PHOTOGRAPHY IS A STANDARD PHOTOGRAPHY BUSINESS (PORTRAITS)
SANDSTORM PRODUCTIONS IS NOT CURRENTLY OPERATING
BUSINESS STARTED 01/01/2006
HOURS PER MONTH: 30
DUTIES: PHOTOGRAPHER/PHOTO-EDITING/MANAGER
A/O 9-12-18 Monarch Properties, LLC, Real Estate Holding Company, Managing Partner/Co-owner. This is the holding company that provides the building that we will have our office in. 10 hours a week. Compensation will be rent received.
Investment Advisor with CIS, 40 hrs. per week which runs concurrently with my current operation at CIS. Paid on a commissions only basis.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Martin Wells's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Martin Wells's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2014 - Present
CONTINENTAL INVESTORS SERVICES, INC.
Office #1: 822 Blaine St., Caldwell, ID 83605RIA
BD
CRD#: 29775
Caldwell, ID
Current
December 3, 2007 - Present
CONTINENTAL INVESTORS SERVICES, INC.
Office #1: 822 Blaine St., Caldwell, ID 83605RIA
BD
CRD#: 29775
Caldwell, ID
Past
March 30, 2001 - November 29, 2007
CONTINENTAL INVESTORS SERVICES, INC.
RIA
CRD#: 29775
CALDWELL, ID
Past
March 27, 2000 - November 29, 2007
CONTINENTAL INVESTORS SERVICES, INC.
BD
CRD#: 29775
CALDWELL, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CONTINENTAL INVESTORS SERVICES, INC.
CIS-WEALTH MANAGEMENT-A DIVISION OF CIS | CONTINENTAL INVESTORS SERVICES, INC.
CRD#: 29775 / SEC#: 801-122737, 8-44523
RIA
Registered Investment Advisory firm - SEC (11/22/2021 Approved)Alaska
Registered Investment Advisory firm - SEC (3/24/2023 Terminated)Arizona
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)California
Registered Investment Advisory firm - SEC (4/20/2023 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/18/2023 Terminated)Idaho
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/20/2023 Terminated)New York
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)North Dakota
Registered Investment Advisory firm - SEC (12/7/2023 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Oregon
Registered Investment Advisory firm - SEC (4/3/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Utah
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Washington
Registered Investment Advisory firm - SEC (4/24/2023 Terminated)Wyoming
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/22/2014)
RR
Alaska(1/20/2009)
IAR
Alaska(4/15/2021)
RR
Arizona(12/3/2007)
IAR
Arizona(8/14/2018)
RR
California(12/3/2007)
IAR
California(7/9/2021)
RR
Colorado(8/13/2010)
IAR
Colorado(4/18/2024)
RR
Florida(9/18/2014)
IAR
Florida(8/27/2025)
RR
Georgia(1/19/2011)
IAR
Georgia(3/16/2021)
RR
Hawaii(9/15/2014)
RR
Idaho(12/3/2007)
IAR
Idaho(5/7/2014)
RR
Illinois(12/3/2007)
RR
Indiana(11/27/2019)
RR
Louisiana(9/18/2018)
RR
Maryland(7/2/2020)
RR
Michigan(9/17/2014)
RR
Minnesota(1/9/2012)
RR
Mississippi(3/12/2014)
RR
Missouri(11/16/2012)
RR
Montana(12/3/2007)
RR
Nebraska(9/15/2014)
RR
Nevada(2/13/2008)
IAR
Nevada(3/25/2021)
RR
New Jersey(9/18/2014)
RR
New Mexico(2/6/2013)
RR
New York(10/2/2014)
IAR
New York(5/29/2021)
RR
North Carolina(1/7/2022)
RR
North Dakota(1/10/2011)
RR
Ohio(9/15/2014)
RR
Oklahoma(3/25/2020)
IAR
Oklahoma(11/17/2021)
RR
Oregon(12/3/2007)
IAR
Oregon(8/13/2018)
RR
South Carolina(6/6/2011)
RR
Tennessee(9/16/2024)
RR
Texas(12/3/2007)
IAR
Texas(10/26/2020)
RR
Utah(12/3/2007)
IAR
Utah(10/14/2021)
RR
Virginia(1/6/2014)
RR
Washington(12/3/2007)
IAR
Washington(8/13/2018)
RR
Wisconsin(5/11/2023)
RR
Wyoming(12/3/2007)
IAR
Wyoming(7/30/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CONTINENTAL INVESTORS SERVICES, INC.
CIS-WEALTH MANAGEMENT-A DIVISION OF CIS | CONTINENTAL INVESTORS SERVICES, INC.
CRD#: 29775 / SEC#: 801-122737, 8-44523
RIA
Registered Investment Advisory firm - SEC (11/22/2021 Approved)Alaska
Registered Investment Advisory firm - SEC (3/24/2023 Terminated)Arizona
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)California
Registered Investment Advisory firm - SEC (4/20/2023 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/18/2023 Terminated)Idaho
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/20/2023 Terminated)New York
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)North Dakota
Registered Investment Advisory firm - SEC (12/7/2023 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Oregon
Registered Investment Advisory firm - SEC (4/3/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Utah
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Washington
Registered Investment Advisory firm - SEC (4/24/2023 Terminated)Wyoming
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1330 Broadway Street, Longview, WA 98632
Mailing Address
P.o. Box 888, Longview, WA 98632-7552
Phone number
(360) 423-5110
Established
Washington since 12/16/1991
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
14
SEC notice filing (18 States and Territories)
FINRA licenses (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 605 |
| AUM (Assets Under Management) | $ 196,792,432 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONTINENTAL INVESTORS SERVICES, INC.
CRD#: 29775Caldwell, ID 83605TRUST BUT VERIFY
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