Rolan P. Littlefield
Professional summary
Rolan Phillip Littlefield is a registered financial professional currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Inman, South Carolina.
Rolan is registered as a RR (Registered Representative) and started their career in finance in 1997. Rolan has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rolan Phillip Littlefield's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2011 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
June 13, 2011 - November 18, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
June 10, 2009 - June 2, 2011
VOYA FINANCIAL ADVISORS, INC.
April 29, 2009 - June 2, 2011
VOYA FINANCIAL ADVISORS, INC.
April 5, 2002 - April 24, 2009
BB&T INVESTMENT SERVICES, INC.
May 4, 1998 - April 24, 2009
BB&T INVESTMENT SERVICES, INC.
December 23, 1997 - May 8, 1998
IDS LIFE INSURANCE COMPANY
December 23, 1997 - May 8, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2018)
(10/1/2014)
(6/13/2011)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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