Denton J. Harris
Professional summary
Denton J Harris, CFP®, who also goes by Denton Jay Harris, Dj Harris, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Chicago, Illinois.
Denton is registered as a RR (Registered Representative) and started their career in finance in 1998. Denton has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Denton J Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 10 South Dearborn, Chicago, IL 60603May 7, 2010 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
March 24, 2008 - April 21, 2010
VOYA INVESTMENT MANAGEMENT CO. LLC
April 4, 2006 - April 21, 2010
VOYA INVESTMENTS DISTRIBUTOR, LLC
June 16, 2004 - April 10, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 2, 2004 - April 20, 2006
VALIC FINANCIAL ADVISORS, INC.
June 2, 2004 - April 20, 2006
VALIC FINANCIAL ADVISORS, INC.
June 22, 1998 - May 4, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
June 15, 1998 - May 4, 2004
IDS LIFE INSURANCE COMPANY
June 15, 1998 - May 4, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2011)
(1/3/2011)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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