NP
Nancy J. Popovich
ROBERT W. BAIRD & CO.
Fairfax, VA 22033
Some features on this profile are disabled
CRD#: 3088474
NP
Professional summary
Nancy Jarrett Popovich, who also goes by Nancy Jarrett Osmond, Nancy Osmond Popovich, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Fairfax, Virginia.
Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Nancy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nancy Jarrett Osmond | Nancy Osmond Popovich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name & Address: RENTAL PROPERTY - MacArthur Blvd ,Washington, DC 20007 Nature of Entity: Condo Role/Responsibility: Owner/Landlord, pay mortgage & condo fees Hours Spent: 0/month Hours Spent During Trading: 0-1 hours/month Not Investment-Related Virginia Hospital Center Health's Board Committees George Mason Drive Arlington VA 22205 Start date: 2/15/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment Finance Committee Investment Related Name/Address: Girl Scouts Nation's Capital Daisy Troop 50296 - Connecticut Ave NW M2 Washington DC 20008 Start Date: 9/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Troop leader; Treasurer Non Investment Related Name/Address: MP2X 7778 Gresham Lane Hudson OH 44236 Start Date: 12/31/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Owner Non Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Jarrett Popovich's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nancy Jarrett Popovich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2007 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 12500 Fair Lakes Circle Suite 325, Fairfax, VA 22033RIA
BD
CRD#: 8158
Fairfax, VA
Current
July 25, 2007 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 12500 Fair Lakes Circle Suite 325, Fairfax, VA 22033RIA
BD
CRD#: 8158
Fairfax, VA
Past
May 13, 2004 - August 2, 2007
FERRIS, BAKER WATTS, LLC
RIA
CRD#: 285
RESTON, VA
Past
May 12, 2004 - August 2, 2007
FERRIS, BAKER WATTS, LLC
BD
CRD#: 285
RESTON, VA
Past
December 1, 1998 - May 13, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WASHINGTON, DC
Past
August 20, 1998 - May 13, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/16/2015)
RR
Alaska(3/12/2015)
RR
Arizona(7/25/2007)
RR
Arkansas(3/12/2015)
RR
California(7/25/2007)
RR
Colorado(3/12/2015)
RR
Connecticut(3/12/2015)
RR
Delaware(7/25/2007)
RR
District of Columbia(7/25/2007)
RR
Florida(7/25/2007)
IAR
Florida(8/14/2018)
RR
Georgia(7/25/2007)
RR
Idaho(9/27/2022)
RR
Illinois(3/13/2015)
RR
Indiana(11/7/2011)
RR
Iowa(3/12/2015)
RR
Kansas(9/27/2022)
RR
Kentucky(3/16/2015)
RR
Louisiana(8/7/2014)
RR
Maine(7/25/2007)
RR
Maryland(7/25/2007)
RR
Massachusetts(7/25/2007)
RR
Michigan(3/16/2015)
RR
Minnesota(3/13/2015)
RR
Missouri(3/12/2015)
RR
Nebraska(3/13/2015)
RR
Nevada(7/25/2007)
RR
New Hampshire(5/12/2015)
RR
New Jersey(7/25/2007)
RR
New Mexico(3/12/2015)
RR
New York(7/25/2007)
RR
North Carolina(7/25/2007)
RR
Ohio(7/25/2007)
RR
Oklahoma(7/25/2007)
RR
Oregon(7/25/2007)
RR
Pennsylvania(7/25/2007)
RR
Puerto Rico(9/27/2022)
RR
Rhode Island(7/25/2007)
RR
South Carolina(7/25/2007)
RR
South Dakota(9/27/2022)
RR
Tennessee(9/27/2022)
RR
Texas(7/25/2007)
IAR
Texas(11/14/2016)
RR
Utah(3/12/2015)
RR
Vermont(7/25/2007)
RR
Virgin Islands(8/16/2007)
RR
Virginia(7/25/2007)
IAR
Virginia(7/25/2007)
RR
Washington(7/25/2007)
RR
West Virginia(7/25/2007)
RR
Wisconsin(3/13/2015)
RR
Wyoming(7/6/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
