JL
James B. Liberman
CHICAGO CAPITAL MANAGEMENT ADVISORS
Newton Centre, MA 02459
Some features on this profile are disabled
CRD#: 309099
JL
Professional summary
James Bennett Liberman, who also goes by Jim Liberman, is a registered financial advisor currently at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC located in Newton Centre, Massachusetts and AMERICAN TRUST INVESTMENT SERVICES, INC. located in Los Angeles, California.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. James has worked at 13 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, PC and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Liberman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AUTHOR; "HAVE YOU DRAGGED A DRAGON"; WALTHAM, MA; STARTED 2/2016; APPROX 6 HOURS PER MONTH; MAY OCCUR DURING MARKET HOURS; NOT INVESTMENT RELATED 2. STRATEGIC CONSULTANT/ADVISORY BOARD ; D2 CONSULTING; CHESTERFIELD MO/WALTHAM, MA; STARTED 01/2021; APPROX 4 HRS/MO; DOES NOT OCCUR DURING MARKET HOURS; NOT INVESTMENT RELATED 3. ADVISORY BOARD MEMBER; DYNOCARDIA, INC; CAMBRIDGE, MA STARTED 1/2022; 5-7HRS/MO; DOES NOT OCCUR DURING MARKET HOURS; NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view James Bennett Liberman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2025 - Present
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
Office #1: 53 Langley Rd, Newton Centre, MA 02459RIA
CRD#: 123483
Newton Centre, MA
Current
July 10, 2024 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 8107 Loyola Blvd, Los Angeles, CA 90045BD
CRD#: 3001
Los Angeles, CA
Past
July 11, 2018 - July 16, 2024
REVERE SECURITIES LLC
BD
CRD#: 14178
BOSTON, MA
Past
January 11, 2016 - December 31, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WALTHAM, MA
Past
May 27, 2008 - December 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WALTHAM, MA
Past
May 27, 2008 - July 13, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WALTHAM, MA
Past
February 1, 2007 - May 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEWTON, MA
Past
March 8, 2006 - May 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEWTON, MA
Past
February 26, 2004 - March 8, 2006
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
March 9, 2002 - March 17, 2004
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
August 27, 1998 - March 9, 2002
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
October 11, 1994 - August 25, 1998
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
February 11, 1988 - October 14, 1994
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
April 6, 1978 - February 20, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
BD
CRD#: 501
Past
February 24, 1978 - May 27, 1978
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Past
May 8, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
BD
CRD#: 6466
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/10/2024)
IAR
California(6/4/2025)
RR
Colorado(7/10/2024)
RR
Connecticut(7/10/2024)
RR
District of Columbia(7/10/2024)
RR
Florida(7/10/2024)
RR
Maine(7/15/2024)
RR
Maryland(7/10/2024)
RR
Massachusetts(7/11/2024)
IAR
Massachusetts(6/18/2025)
RR
New Hampshire(7/18/2024)
RR
New Jersey(7/10/2024)
RR
New York(7/10/2024)
RR
North Carolina(7/10/2024)
RR
Pennsylvania(7/10/2024)
RR
Rhode Island(7/10/2024)
RR
Vermont(7/10/2024)
RR
Virginia(7/10/2024)
RR
Washington(7/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 11/13/1985
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 5/3/1973
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4722 Main Street, Lisle, IL 60532
Mailing Address
Phone number
(630) 241-1122
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 560 |
| AUM (Assets Under Management) | $ 122,346,642 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CRD#: 123483Newton Centre, MA 02459TRUST BUT VERIFY
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