Christopher J. Henneforth

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CRD#: 3157633

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Jeremy Henneforth, who also goes by Chris Henneforth, Christophe Henneforth, Cj Henneforth, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Henneforth | Christophe Henneforth | Cj Henneforth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since Mid 2016 Chris has served as CFO/Owner of Omnia Medical (non-investment related) in Morgantown, WV., of which 30% of his time is devoted. He receives a salary from Omnia. He also works as CFO for Exacter, Inc., (non--investment related) in Columbus, OH since Mid 2018. Approximately 10 hours per month are devoted to Exacter and he receives 1099 compensation.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 10, 2010 - August 30, 2013

CIM SECURITIES, LLC

CRD#: 120852

NEW ALBANY, OH

Past

June 1, 2009 - December 31, 2010

PVG ASSET MANAGEMENT CORP

RIA

CRD#: 105541

COLUMBUS, OH

Past

August 5, 2008 - June 15, 2009

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

NEW ALBANY, OH

Past

June 6, 2008 - April 2, 2024

LEVEL PARTNERS MANAGEMENT INC

RIA

CRD#: 107072

GAHANNA, OH

Past

June 3, 2008 - December 17, 2008

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

NEW ALBANY, OH

Past

July 24, 2006 - June 6, 2008

LEVEL PARTNERS, LLC

RIA

CRD#: 140173

COLUMBUS, OH

Past

November 1, 2005 - June 16, 2006

CANTOR FITZGERALD SECURITIES

CRD#: 19660

NEW YORK, NY

Past

July 15, 2004 - June 16, 2006

CANTOR FITZGERALD & CO.

CRD#: 134

CHICAGO, IL

Past

August 7, 2001 - July 26, 2002

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

August 24, 1999 - September 14, 1999

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/30/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/23/1999

General Securities Representative Examination

Current Firm

CIM SECURITIES, LLC

CRD#: 120852 / SEC#: , 8-65351

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

Tract B; Asls 77-149, Plat 79-3, Palmer, AK 99645

Mailing Address

Po Box 810, Willow, AK 99688

Phone number

(732) 966-9244

Established

Colorado since 03/21/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CHOICE INVESTMENT MANAGEMENT LLC	SHAREHOLDER
CONTE, ULDERICO	REGISTERED PRINCIPAL	2163160
EMERSON, BRYAN TILLER	CEO, CCO, FINOP	4155238

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher J. Henneforth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PVG ASSET MANAGEMENT CORP

WESTERN INTERNATIONAL SECURITIES, INC.

LEVEL PARTNERS MANAGEMENT INC

WESTERN INTERNATIONAL SECURITIES, INC.

LEVEL PARTNERS, LLC

CANTOR FITZGERALD SECURITIES

CANTOR FITZGERALD & CO.

FORESIDE DISTRIBUTION SERVICES, L.P.

FORESIDE DISTRIBUTION SERVICES, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2004

Series 7

Date: 8/23/1999

Current Firm

CIM SECURITIES, LLC

Contact information

FINRA licenses (47 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CIM SECURITIES, LLC

TRUST BUT VERIFY

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