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Timothy M O'connors

Timothy M. O'connors

STRATEGIC ADVISERS LLC | Financial Consultant
EASTON, PA
Some features on this profile are disabled
CRD#: 3186378
Timothy M O'connors

Professional summary

Timothy M O'connors, who also goes by Timothy Michael O'connors, Timothy M Oconnors, Timothy Michael Oconnors, Timothy Oconnors, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Easton, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Center Valley, Pennsylvania.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Timothy has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Biography

I have spent the last 20 years working in the financial services helping clients and institutions work towards their retirement and financial goals. My years of experience combined with Fidelity resources has provided me the opportunity to work closely with clients in a collaborative environment in which I am able to help clients design a retirement plan best suited for them.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Timothy Michael O'connors | Timothy M Oconnors | Timothy Michael Oconnors | Timothy Oconnors

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy M O'connors's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Dickinson College

Bachelor of Arts (BA) - Political Science

1998

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 2945 Center Valley Pkwy Suite 311, Center Valley, PA 18034-9033
RIA
CRD#: 104555
EASTON, PA
Current

May 29, 2018 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 2945 Center Valley Parkway Suite 311, Center Valley, PA 18034
BD
CRD#: 7784
Center Valley, PA
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
CENTER VALLEY, PA
Past

June 6, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
CENTER VALLEY, PA
Past

April 10, 2017 - May 14, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
CENTER VALLEY, PA
Past

April 7, 2017 - May 14, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CENTER VALLEY, PA
Past

October 21, 2003 - March 28, 2007

FIDELITY PERSONAL TRUST COMPANY, FSB

RIA
CRD#: 109516
BOSTON, MA
Past

December 19, 2002 - April 3, 2017

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
MERRIMACK, NH
Past

January 23, 2001 - April 3, 2017

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MERRIMACK, NH
Past

September 1, 2000 - December 12, 2002

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA
Past

June 9, 1999 - September 1, 2000

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/23/2020)
RR
California
(4/23/2020)
RR
Colorado
(4/23/2020)
RR
Connecticut
(8/8/2020)
RR
Delaware
(2/12/2021)
RR
District of Columbia
(4/23/2020)
RR
Florida
(5/29/2018)
RR
Georgia
(4/9/2021)
RR
Illinois
(3/4/2022)
RR
Indiana
(3/4/2022)
RR
Maryland
(4/23/2020)
RR
Massachusetts
(4/23/2020)
RR
Michigan
(4/23/2020)
RR
New Hampshire
(11/16/2020)
RR
New Jersey
(5/29/2018)
RR
New Mexico
(8/13/2021)
RR
New York
(5/29/2018)
RR
North Carolina
(11/16/2020)
RR
Ohio
(4/24/2020)
RR
Pennsylvania
(5/29/2018)
IAR
Pennsylvania
(3/31/2025)
RR
South Carolina
(3/4/2022)
RR
Texas
(5/29/2018)
IAR
Texas
(3/31/2025)
RR
Utah
(8/8/2020)
RR
Vermont
(4/23/2020)
RR
Virginia
(4/23/2020)
RR
Washington
(10/9/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/15/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/8/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/24/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/8/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/9/2008
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/31/2008
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Easton, PA

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Contact information

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