Stephen A. St Pierre

TOURMALINE PARTNERS

Stamford, CT 06901

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CRD#: 3230078

Professional summary

Stephen Albert St Pierre, who also goes by Stephen Albert Stpierre, is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 9 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 4 exams.

Question & Answer

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Aliases

Stephen Albert Stpierre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Albert St Pierre's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2025 - Present

TOURMALINE PARTNERS, LLC

Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901

CRD#: 154492

Stamford, CT

Past

January 31, 2024 - September 24, 2025

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

October 22, 2008 - June 4, 2012

COWEN SECURITIES LLC

CRD#: 23510

NEW YORK, NY

Past

February 1, 2007 - October 22, 2008

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

November 10, 2006 - February 5, 2007

COLLINS STEWART INC.

CRD#: 47414

NEW YORK, NY

Past

January 8, 2005 - December 5, 2006

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

January 31, 2002 - January 26, 2005

BURLINGTON CAPITAL MARKETS INC.

CRD#: 26991

NEW YORK, NY

Past

June 19, 2001 - January 29, 2002

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

June 21, 1999 - August 20, 1999

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(9/15/2025)

New York
(9/15/2025)

Exams

State Security Law Exam

Series 63

Date: 1/5/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/6/2024

National Commodity Futures Examination

General Industry/Product Exam

Series 57TO

Date: 2/2/2024

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 1/22/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/16/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/3/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/18/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/4/2024

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

TOURMALINE PARTNERS, LLC

CRD#: 154492 / SEC#: , 8-68644

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

680 Washington Blvd. 10th Floor, Stamford, CT 06901

Mailing Address

680 Washington Blvd. 10th Floor, Stamford, CT 06901

Phone number

(203) 302-7300

Established

Connecticut since 06/17/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (33 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TOUR INTERMEDIATE 2, LLC	SOLE MEMBER
CONWAY, JAMES ROBERT	CFO, FINOP	4368039
DISPIGNA, DANIEL NMN	COO	2902260
HANTMAN, AARON SAMUEL	CEO	3020334
OLENCKI, JAMES LOUIS MR.	CHIEF COMPLIANCE OFFICER	5602387

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen A. St Pierre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Albert St Pierre's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEFFERIES LLC

COWEN SECURITIES LLC

HAPOALIM SECURITIES USA, INC.

COLLINS STEWART INC.

TULLETT PREBON FINANCIAL SERVICES LLC

BURLINGTON CAPITAL MARKETS INC.

RUMSON CAPITAL, LLC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/2024

Series 3

Date: 5/6/2024

Series 57TO

Date: 2/2/2024

Series 7TO

Date: 1/22/2024

SIE

Date: 12/16/2023

Series 55

Date: 8/3/2001

Series 7

Date: 6/18/1999

Series 4

Date: 6/4/2024

FINRA

Current Firm

TOURMALINE PARTNERS, LLC

Contact information

FINRA licenses (33 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TOURMALINE PARTNERS, LLC

TRUST BUT VERIFY

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