Peter K. Lee

THE HARBOR GROUP

Bedford, NH 03110

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CRD#: 3254386

Professional summary

Peter Ka Lee is a registered financial advisor currently at THE HARBOR GROUP, INC. located in Bedford, New Hampshire.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Peter has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Ka Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2022 - Present

THE HARBOR GROUP, INC.

Office #1: 331 South River Road, Bedford, NH 03110

RIA

CRD#: 105637

Bedford, NH

Past

August 12, 1999 - November 22, 1999

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 12, 1999 - November 22, 1999

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE HARBOR GROUP, INC.

HARBOR GROUP INC | THE HARBOR GROUP, INC.

CRD#: 105637 / SEC#: 801-22924

RIA

Registered Investment Advisory firm - (12/14/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(11/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/12/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE HARBOR GROUP, INC.

HARBOR GROUP INC | THE HARBOR GROUP, INC.

CRD#: 105637 / SEC#: 801-22924

RIA

Registered Investment Advisory firm - (12/14/1984 Approved)

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Contact information

Main Address

331 South River Road, Bedford, NH 03110

Mailing Address

Phone number

(603) 668-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE HARBOR GROUP PART 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	3,608
AUM (Assets Under Management)	$ 1,734,378,971

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
10/22/2024	Cover Page	Report
12/11/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter K. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Ka Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE HARBOR GROUP, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

THE HARBOR GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/12/1999

Series 6

Date: 8/12/1999

Current Firm

THE HARBOR GROUP, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE HARBOR GROUP, INC.

TRUST BUT VERIFY

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