BB
Bradly J. Bechtel
AGH WEALTH ADVISORS
WICHITA, KS 67202
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CRD#: 3267534
BB
Professional summary
Bradly James Bechtel, who also goes by Brad James Bechtel, Brad Bechtel James, is a registered financial advisor currently at AGH WEALTH ADVISORS, LLC located in Wichita, Kansas and LPL FINANCIAL LLC located in Wichita, Kansas.
Bradly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Bradly has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad James Bechtel | Brad Bechtel James
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/09/2010: AGH WEALTH ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 301 N MAIN STREET SUITE 1700, WICHITA, KS 67202-4817 2. 04/01/2011: INSIGHT WEALTH STRATEGIES, LLC - INV REL - 301 N MAIN STREET SUITE 1700, WICHITA, KS 67202-4817 - NON-VARIABLE INSURANCE - AGENT: SALE OF INSURANCE PRODUCTS (LIFE, HEALTH, DISABILITY, LTC, FIXED ANNUITIES) 3. 12/11/2013: AGH EMPLOYER SOLUTIONS - Investment Related - Third Party Administrator (TPA) - 10% OF TIME SPENT - DBA FOR PAYROLL, HR AND RETIREMENT PLAN ACCOUNTING SERVICES. THESE ARE SERVICES THAT ARE PRESENTLY OFFERED AS PART OF ANOTHER APPROVED OBA ALLEN, GIBBS & HOULIK, LC. THERE WILL BE NO SECURITIES OR INSURANCE OFFERED OR SOLD UNDER THIS DBA. 4. 5/24/2017 - AGH Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 04/01/2008 - 130 Hours Per Month During Securities Trading - I provide investment advisory services through AGH Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 08/2009. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 4/20/2021 - Allen, Gibbs & Houlik, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - SVP of Retirement Plan Accounting & Compliance Services - Started 03/15/1996 - 30 Hours Per Month/25 Hours During Securities Trading. 6. 09/02/2021 - AGH Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 08/31/2021 - 100 Hours Per Month/100 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through AGH Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 09/01/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 9/10/2021 - AGH Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/31/2021 - 100 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Bradly James Bechtel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2008 - Present
AGH WEALTH ADVISORS, LLC
Office #1: 301 N. Main Street Suite 1700, Wichita, KS 67202RIA
CRD#: 146796
WICHITA, KS
Current
June 11, 2008 - Present
LPL FINANCIAL LLC
Office #1: 301 N Main Street Suite 1700, Wichita, KS 67202-4817RIA
BD
CRD#: 6413
Wichita, KS
Past
June 11, 2008 - November 30, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
VALLEY CENTER, KS
Past
February 7, 2001 - June 16, 2008
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WICHITA, KS
Past
February 1, 2001 - March 12, 2007
TRUSTED ADVISORS, LLC
RIA
CRD#: 116145
WICHITA, KS
Past
November 29, 2000 - June 16, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WICHITA, KS
Past
August 14, 1999 - November 2, 2000
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AGH WEALTH ADVISORS, LLC
AGH WEALTH ADVISORS, LLC | AGH WEALTH MANAGEMENT
CRD#: 146796 / SEC#: 801-69091
RIA
Registered Investment Advisory firm - (4/18/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/10/2022)
RR
Arkansas(2/16/2024)
RR
California(9/18/2020)
RR
Colorado(6/11/2008)
RR
Illinois(11/6/2014)
IAR
Kansas(4/18/2008)
RR
Kansas(6/11/2008)
RR
Kentucky(10/25/2023)
RR
Maryland(10/23/2025)
RR
Missouri(6/11/2008)
RR
North Carolina(10/30/2019)
RR
Ohio(3/8/2012)
RR
Oklahoma(6/11/2008)
RR
South Carolina(2/19/2016)
RR
Tennessee(12/2/2020)
RR
Texas(6/11/2008)
IAR
Texas(11/12/2024)
RR
Virginia(9/9/2025)
RR
Washington(3/16/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AGH WEALTH ADVISORS, LLC
AGH WEALTH ADVISORS, LLC | AGH WEALTH MANAGEMENT
CRD#: 146796 / SEC#: 801-69091
RIA
Registered Investment Advisory firm - (4/18/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 N. Main Street Suite 1700, Wichita, KS 67202
Mailing Address
Phone number
(316) 267-3220
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 455 |
| AUM (Assets Under Management) | $ 439,945,283 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AGH WEALTH ADVISORS, LLC
CRD#: 146796Wichita, KS 67202TRUST BUT VERIFY
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