Walter J. Obremski

B & B FINANCIAL PLANNING CO.

O'FALLON, MO 63366

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CRD#: 350307

Professional summary

Walter Joseph Obremski, CFP®, who also goes by Wally Obremski, Walter Joseph Obremski Jr, is a registered financial advisor currently at B & B FINANCIAL PLANNING CO., INC. located in O'fallon, Missouri and PROSPERA FINANCIAL SERVICES, INC. located in O'fallon, Missouri.

Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Walter has worked at 9 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 1, Series 24 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wally Obremski | Walter Joseph Obremski Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-B & B FINANICAL PLANNING CO., INC., A REGISTERED INVESTMENT ADVISOR; INCORPORATED 2/7/85. PRESIDENT; 80 HR/MO ALL DURING TRADING HOURS; 311 E ELM ST. O'FALLON, MO63366; DUTIES INCLUDE MANAGEMENT AND OPERATION OF BUSINESS. 2-05/22/2013- B&B Financial Services, LLC -DBA Only/100% of Time/O'Fallon, MO 3-10/19/2013-Players International- Investment Stock Club/ 18 Berkshire Dr., St. Louis, MO 63117/Ownership 5%,/Secretary/Broker on Acct./ 1 HR Per Week/Compensation Stock Trades Only/Meet Once Per Month 4-10/19/13-Abacus Investment Association- Investment Club/20 Oak Park Dr.,St. Louis,MO 63141/Owner 3.57%/Compensation Stock Trades Only/Broker on Acct./1 Hr Per Week/Meet Once Per Month 5-Rental Real Estate,311 E. Elm 63366, 315 E. Elm 63366, 259 Emerling 63135, Landlord, 1 Hour/Week None During Trading Hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Joseph Obremski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1981

Experience

Current

April 17, 1999 - Present

B & B FINANCIAL PLANNING CO., INC.

Office #1: 311 E. Elm, O'fallon, MO 63366

RIA

CRD#: 111628

O'FALLON, MO

Current

May 16, 2025 - Present

PROSPERA FINANCIAL SERVICES, INC.

Office #1: 311 East Elm, O'fallon, MO 63366

RIA

CRD#: 10740

O'FALLON, MO

Past

February 5, 1990 - May 16, 2025

CUTTER & COMPANY, INC.

CRD#: 22449

O'FALLON, MO

Past

February 23, 1989 - December 31, 1989

WESTPORT FINANCIAL GROUP, INC.

CRD#: 13048

Past

October 20, 1987 - March 4, 1989

GROUP FIVE FINANCIAL CORPORATION

CRD#: 20013

Past

October 1, 1984 - March 13, 1987

TRI FUND SECURITIES CORPORATION

CRD#: 10550

Past

September 14, 1984 - March 15, 1988

COLUMBINE SECURITIES, INC.

CRD#: 6371

Past

July 23, 1976 - September 14, 1984

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

December 9, 1971 - July 14, 1976

DARPEL EQUITIES, INC.

CRD#: 5339

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(5/16/2025)

Florida
(5/16/2025)

Georgia
(5/16/2025)

IAR

Illinois
(7/15/2015)

Illinois
(5/16/2025)

Indiana
(5/16/2025)

Kansas
(5/16/2025)

IAR

Missouri
(4/17/1999)

Missouri
(5/16/2025)

North Carolina
(5/16/2025)

Ohio
(5/16/2025)

Oklahoma
(5/16/2025)

Texas
(5/16/2025)

Virginia
(5/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/21/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 12/4/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 40

Date: 1/28/1978

Registered Principal Examination

SRO Registrations

FINRA

Current Firm

B & B FINANCIAL PLANNING CO., INC.

CRD#: 111628 / SEC#:

Illinois

Registered Investment Advisory firm - (7/15/2015 Approved)

Missouri

Registered Investment Advisory firm - (3/13/1990 Approved)

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Contact information

Main Address

311 E. Elm, O'fallon, MO 63366

Mailing Address

Phone number

(636) 978-8770

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 82,043,637

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter J. Obremski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Joseph Obremski's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERA FINANCIAL SERVICES, INC.

CUTTER & COMPANY, INC.

WESTPORT FINANCIAL GROUP, INC.

GROUP FIVE FINANCIAL CORPORATION

TRI FUND SECURITIES CORPORATION

COLUMBINE SECURITIES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

DARPEL EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/21/1982

Series 7TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 12/4/1971

Series 24

Date: 1/2/2023

Series 40

Date: 1/28/1978

FINRA

Current Firm

B & B FINANCIAL PLANNING CO., INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

B & B FINANCIAL PLANNING CO., INC.

TRUST BUT VERIFY

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