Lawrence S. Tankel

LT ADVISORS LLC

NEW CITY, NY 10956

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CRD#: 4015981

Professional summary

Lawrence Scott Tankel is a registered financial advisor currently at LT ADVISORS LLC located in New City, New York.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lawrence has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Lawrence Tankel CPA, P.C. Investment-related: No Address: Rye Brook, NY Nature: Tax/Accounting Position: Tax Consultant Title/relationship: Owner Start date: 01/2022 Number of hours/month devoted to other business: 85 Number of hours during securities trading: 40 Duties: performing tax preparation, accounting and consulting services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Scott Tankel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2022 - Present

LT ADVISORS LLC

Office #1: 3 E Evergreen Road Suite 101 Pmb 616, New City, NY 10956

RIA

CRD#: 318920

NEW CITY, NY

Past

September 27, 2000 - July 11, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 5, 1999 - September 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LT ADVISORS LLC

CRD#: 318920 / SEC#: 801-131533

RIA

Registered Investment Advisory firm - (11/27/2024 Approved)

New York

Registered Investment Advisory firm - (12/5/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/4/1999

General Securities Representative Examination

Current Firm

LT ADVISORS LLC

CRD#: 318920 / SEC#: 801-131533

RIA

Registered Investment Advisory firm - (11/27/2024 Approved)

New York

Registered Investment Advisory firm - (12/5/2024 Terminated)

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Contact information

Main Address

3 E Evergreen Road Suite 101 Pmb 616, New City, NY 10956

Mailing Address

Phone number

(917) 352-3424

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A &2B SEC (1/27/2025)

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 43,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence S. Tankel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Scott Tankel's CRS (Customer Relationship Summary).

Certified licenses

Experience

LT ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SANFORD C. BERNSTEIN & CO., INC.

Primary Firm SEC Registration

LT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2022

Series 63

Date: 10/1/1999

Series 7

Date: 11/4/1999

Current Firm

LT ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LT ADVISORS LLC

TRUST BUT VERIFY

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