Timothy Nims
Professional summary
Timothy Nims, who also goes by Timothy Salome Nims, Timothy Salomone Nims, is a registered financial advisor currently at EATON VANCE MANAGEMENT located in New York, New York and EATON VANCE DISTRIBUTORS, INC. located in New York, New York.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Nims's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2022 - Present
EATON VANCE MANAGEMENT
Office #1: 522 Fifth Ave, New York, NY 10036June 2, 2022 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 1585 Broadway, New York, NY 10036July 29, 2021 - June 2, 2022
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
July 26, 2021 - June 2, 2022
MORGAN STANLEY DISTRIBUTION, INC.
September 23, 2014 - July 26, 2021
MORGAN STANLEY
June 1, 2009 - July 26, 2021
MORGAN STANLEY
May 20, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2022)
(6/21/2022)
(6/2/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
