Terence S. Moore
Professional summary
Terence Sean Moore is a registered financial professional currently at MARWOOD GROUP located in New York, New York.
Terence is registered as a RR (Registered Representative) and started their career in finance in 2000. Terence has worked at 3 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terence Sean Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2002 - Present
MARWOOD GROUP
Office #1: 733 Third Avenue 11th Floor, New York, NY 10017Office #2: 733 Third Avenue 11th Floor, New York, NY 10017December 16, 2005 - December 31, 2010
MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC
September 11, 2000 - August 8, 2001
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2018)
(4/28/2004)
(4/2/2002)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 25
Date: 5/18/1999
NYSE Trading Assistant ExaminationFINRA
Current Firm
MARWOOD GROUP
CRD#: 117015 / SEC#: , 8-53573
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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