JT
Joseph M. Turek
T. ROWE PRICE ADVISORY SERVICES
Owings Mills, MD 21117
Some features on this profile are disabled
CRD#: 4203419
JT
Professional summary
Joseph M Turek, who also goes by Joseph Mark Turek, Joseph Turek, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Mark Turek | Joseph Turek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
York County Baseball~N Chrles St, York, PA 17356~Youth Athletics~N~Umpire~04/2011~20 hrs/mo~0 trading hrs/mo
I*119716
For profit or not for profit: Non-Profit Organization
Name of outside business organization: PIAA Officials
Investment related: N
Address of business:
Mechanicsburg, Pennsylvania 17055
Nature of business: Charitable Organization,
Position, title, association: Part-Time,
Start date of relationship: 3/25/2019
Number of hours devoted: 10 hour(s) Monthly
Number of hours devoted during trading hours: 0
Duties: Baseball Umpire - I will be officiating high school baseball games
I*119713
For profit or not for profit: Non-Profit Organization
Name of outside business organization: Grace Lutheran Church
Investment related: N
Address of business:
Red Lion, Pennsylvania 17356
Nature of business: Charitable Organization,
Position, title, association: Advisory Board Member,
Start date of relationship: 12/13/2018
Number of hours devoted: 8 hour(s) Monthly
Number of hours devoted during trading hours: 0
Duties: President of Church Council - Lead council in running the church. I would have and impact on property, fiscal, and operational matters.
I*119712
For profit or not for profit: Non-Profit Organization
Name of outside business organization: Grace Lutheran Church
Investment related: N
Address of business:
Red Lion, Pennsylvania 17356
Nature of business: Charitable Organization,
Position, title, association: Advisory Board Member,
Start date of relationship: 1/10/2019
Number of hours devoted: 8 hour(s) Monthly
Number of hours devoted during trading hours: 0
Duties: Church Council Member - We as a council make decisions to run the church. This includes fiscal, property, and operational matters.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph M Turek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2019 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117RIA
CRD#: 108958
Owings Mills, MD
Current
October 10, 2019 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117BD
CRD#: 8348
Owings Mills, MD
Past
November 3, 2018 - October 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CAMP HILL, PA
Past
November 3, 2018 - October 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CAMP HILL, PA
Past
October 2, 2017 - September 6, 2018
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
CAMP HILL, PA
Past
September 14, 2017 - September 6, 2018
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
CAMP HILL, PA
Past
June 13, 2016 - July 11, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HUNT VALLEY, MD
Past
October 23, 2009 - July 11, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HUNT VALLEY, MD
Past
April 3, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
TOWSON, MD
Past
July 18, 2007 - February 28, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
READING, PA
Past
August 4, 2004 - February 15, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
April 8, 2003 - May 18, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
June 26, 2000 - January 3, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/16/2019)
RR
Alaska(10/16/2019)
RR
Arizona(10/16/2019)
RR
Arkansas(10/16/2019)
RR
California(10/10/2019)
RR
Colorado(10/16/2019)
RR
Connecticut(10/16/2019)
RR
Delaware(10/16/2019)
RR
District of Columbia(10/16/2019)
RR
Florida(10/16/2019)
RR
Georgia(10/16/2019)
RR
Hawaii(10/16/2019)
RR
Idaho(10/16/2019)
RR
Illinois(10/16/2019)
RR
Indiana(10/16/2019)
RR
Iowa(10/16/2019)
RR
Kansas(10/16/2019)
RR
Kentucky(10/16/2019)
RR
Louisiana(10/16/2019)
RR
Maine(10/16/2019)
RR
Maryland(10/10/2019)
IAR
Maryland(10/10/2019)
RR
Massachusetts(10/16/2019)
RR
Michigan(10/16/2019)
RR
Minnesota(10/16/2019)
RR
Mississippi(10/16/2019)
RR
Missouri(10/16/2019)
RR
Montana(10/16/2019)
RR
Nebraska(10/16/2019)
RR
Nevada(10/16/2019)
RR
New Hampshire(10/16/2019)
RR
New Jersey(10/16/2019)
RR
New Mexico(10/16/2019)
RR
New York(10/16/2019)
RR
North Carolina(10/16/2019)
RR
North Dakota(10/16/2019)
RR
Ohio(10/16/2019)
RR
Oklahoma(10/16/2019)
RR
Oregon(10/16/2019)
RR
Pennsylvania(10/16/2019)
IAR
Pennsylvania(9/9/2020)
RR
Puerto Rico(10/16/2019)
RR
Rhode Island(10/16/2019)
RR
South Carolina(10/16/2019)
RR
South Dakota(10/16/2019)
RR
Tennessee(10/16/2019)
RR
Texas(10/16/2019)
RR
Utah(10/16/2019)
RR
Vermont(10/16/2019)
RR
Virgin Islands(10/16/2019)
RR
Virginia(10/16/2019)
RR
Washington(10/16/2019)
RR
West Virginia(10/16/2019)
RR
Wisconsin(10/16/2019)
RR
Wyoming(10/16/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4515 Painters Mills Road, Owings Mills, MD 21117
Mailing Address
Phone number
(800) 225-5132
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
