David W. Shotwell
SHOTWELL RUTTER BAER
Lansing, MI 48917
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CRD#: 4244566
Professional summary
David Witt Shotwell, CFP® is a registered financial advisor currently at SHOTWELL RUTTER BAER INC located in Lansing, Michigan.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 3 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Biography
Join us at the “kitchen table” as we help you cut through the complexity of your financial lives with practical and uncomplicated financial planning and investment advice. We are devoted to you by a strict fiduciary duty, using our knowledge and experience to provide the best personal advice for your financial future.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Insurance Planning
Employee and Employer Plan Ben...
Investment Planning
Retirement Planning
Retirement Income Management
Do you have an area of expertise or specialization?
Business Owners
College/Education Planning
Hourly
Investment Advice with Ongoing...
Medical Professionals
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Witt Shotwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
March 1, 2013 - Present
SHOTWELL RUTTER BAER INC
Office #1: 6350 West Michigan Avenue Suite 200, Lansing, MI 48917RIA
CRD#: 122789
Lansing, MI
Past
May 26, 2010 - February 28, 2013
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
CHEBOYGAN, MI
Past
March 27, 2007 - February 28, 2013
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
CHEBOYGAN, MI
Past
October 5, 2000 - March 19, 2007
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
CHEBOYGAN, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SHOTWELL RUTTER BAER INC
BAER, ELIZABETH ELLEN | SHOTWELL RUTTER BAER INC | RUTTER BAER INC REGISTERED INVESTMENT ADVISOR | RUTTER BAER INC | ELIZABETH RUTTER BAER CFP INC | ELIZABETH RUTTER BAER CFP
CRD#: 122789 / SEC#: 801-120091
RIA
Registered Investment Advisory firm - (1/4/2021 Approved)California
Registered Investment Advisory firm - (2/26/2021 Terminated)Florida
Registered Investment Advisory firm - (1/27/2021 Terminated)Indiana
Registered Investment Advisory firm - (1/29/2021 Terminated)Michigan
Registered Investment Advisory firm - (10/5/2021 Terminated)Texas
Registered Investment Advisory firm - (1/27/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/5/2016)
IAR
Michigan(3/1/2013)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SHOTWELL RUTTER BAER INC
BAER, ELIZABETH ELLEN | SHOTWELL RUTTER BAER INC | RUTTER BAER INC REGISTERED INVESTMENT ADVISOR | RUTTER BAER INC | ELIZABETH RUTTER BAER CFP INC | ELIZABETH RUTTER BAER CFP
CRD#: 122789 / SEC#: 801-120091
RIA
Registered Investment Advisory firm - (1/4/2021 Approved)California
Registered Investment Advisory firm - (2/26/2021 Terminated)Florida
Registered Investment Advisory firm - (1/27/2021 Terminated)Indiana
Registered Investment Advisory firm - (1/29/2021 Terminated)Michigan
Registered Investment Advisory firm - (10/5/2021 Terminated)Texas
Registered Investment Advisory firm - (1/27/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6350 West Michigan Avenue Suite 200, Lansing, MI 48917
Mailing Address
Phone number
(517) 321-4832
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 720 |
| AUM (Assets Under Management) | $ 167,148,208 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
