Neil D. Blundell
Professional summary
Neil David Blundell is a registered financial professional currently at CAIS CAPITAL LLC located in New York, New York.
Neil is registered as a RR (Registered Representative) and started their career in finance in 2000. Neil has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neil David Blundell's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2023 - Present
CAIS CAPITAL LLC
Office #1: 527 Madison Avenue 2nd Floor & 8th Floor, New York, NY 10022August 18, 2017 - June 7, 2023
INVESCO DISTRIBUTORS, INC.
July 27, 2006 - May 25, 2017
BLACKROCK INVESTMENTS, LLC
February 18, 2004 - May 15, 2006
MORGAN STANLEY & CO. LLC
July 4, 2003 - August 14, 2003
THE KLEIN GROUP, LLC
October 18, 2000 - August 2, 2001
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2023)
Exams
FINRA
Current Firm
CAIS CAPITAL LLC
CRD#: 154512 / SEC#: , 8-68646
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL INTEGRATION SYSTEMS LLC | PARENT/OWNER | |
| BROWN, MATTHEW CRAWFORD | CEO/MEMBER/EXECUTIVE REP. | 2160159 |
| COLLINS, MICHAEL PATRICK | CCO | 5366193 |
| KRZAK, ALEXANDER JACOB | POO | 6349160 |
| PARISE, JANICE DRU | FINOP/PFO | 2338583 |
| PREMSELAAR, MARC KLEIN | SENIOR MANAGING DIRECTOR | 5395973 |
| SHANNON, TIMOTHY BRIAN | PRESIDENT | 4461906 |
| WALKER, BRADLEY JAY | SENIOR MANAGING DIRECTOR | 5000838 |
Red Flags
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