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TS

Tatiana Sarandinaki

BRASIL PLURAL SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 4256228
TS

Professional summary

Tatiana Sarandinaki is a registered financial professional currently at BRASIL PLURAL SECURITIES LLC located in New York, New York.

Tatiana is registered as a RR (Registered Representative) and started their career in finance in 2005. Tatiana has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tatiana Sarandinaki's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2017 - Present

BRASIL PLURAL SECURITIES LLC

Office #1: 950 Third Avenue Suite 1702, New York, NY 10022
BD
CRD#: 159384
New York, NY
Past

October 3, 2014 - August 18, 2017

ENCLAVE CAPITAL LLC

BD
CRD#: 22732
NEW YORK, NY
Past

March 11, 2013 - September 5, 2014

BRICKELL GLOBAL MARKETS, INC.

BD
CRD#: 104316
NEW YORK, NY
Past

August 2, 2007 - June 1, 2012

UNICREDIT CAPITAL MARKETS LLC

BD
CRD#: 7789
NEW YORK, NY
Past

May 17, 2005 - July 30, 2007

ATON SECURITIES, INC.

BD
CRD#: 100841
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/22/2017)
RR
Florida
(8/22/2017)
RR
Massachusetts
(8/22/2017)
RR
New York
(8/22/2017)
RR
Washington
(8/22/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 2/21/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BRASIL PLURAL SECURITIES LLC
B PLURAL SECURITIES LLC | PLURAL SECURITIES LLC | PLURAL | PKBR SECURITIES LLC | BRASIL PLURAL SECURITIES LLC | BPS | BPLURAL | BP | B. PLURAL SECURITIES LLC | B. PLURAL SECURITIES

CRD#: 159384 / SEC#: , 8-68982

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
950 Third Avenue Suite 1702, New York, NY 10022
Mailing Address
950 Third Avenue Suite 1702, New York, NY 10022
Phone number
(212) 388-5600
Established
Delaware since 09/09/2011
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRASIL PLURAL HOLDINGS LLCSOLE OWNER
DE ALBUQUERQUE SOUSA, DANIEL PEDROSACHIEF EXECUTIVE OFFICER6069773
GEORGE, THOMAS KEITHFINOP5378303
WELCH, JOHN HOWARDCHIEF COMPLIANCE OFFICER/AMLCO2869306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRASIL PLURAL SECURITIES LLC

CRD#: 159384New York, NY 10022

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