Charles H. Thompson
Professional summary
Charles Hammond Thompson, who also goes by Chuck Thompson, is a registered financial professional currently at BLACKARCH SECURITIES LLC located in Charlotte, North Carolina.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Hammond Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2017 - Present
BLACKARCH SECURITIES LLC
Office #1: 227 W. Trade Street Suite 2200, Charlotte, NC 28202September 8, 2011 - October 17, 2011
BLACKARCH SECURITIES LLC
January 4, 2008 - April 6, 2010
FIRST CITIZENS CAPITAL SECURITIES, LLC
November 1, 2002 - December 31, 2007
EVP SECURITIES, LLC
November 3, 2000 - April 18, 2002
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2018)
Exams
FINRA
Current Firm
BLACKARCH SECURITIES LLC
CRD#: 154250 / SEC#: , 8-68621
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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