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ES

Elizabeth A. Sturgeon

WEALTH ADVISORY SOLUTIONS
Brownsburg, IN 46112
Some features on this profile are disabled
CRD#: 4289855
ES

Professional summary

Elizabeth A Sturgeon, who also goes by Elizabeth Ann Haner, Beth Sturgeon, is a registered financial advisor currently at WEALTH ADVISORY SOLUTIONS, LLC located in Brownsburg, Indiana.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Elizabeth has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Elizabeth Ann Haner | Beth Sturgeon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HEATH FARMS INC; MILROY, IN; AGRICULTURAL; PRESIDENT AND BOARD MEMBER; 10 MINUTES PER MONTH OUTSIDE TRADING HOURS; NO TIME DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth A Sturgeon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 2017 - Present

WEALTH ADVISORY SOLUTIONS, LLC

Office #1: 7230 Arbuckle Commons Suite 119, Brownsburg, IN 46112
RIA
CRD#: 288903
Brownsburg, IN
Past

June 1, 2009 - August 21, 2017

MORGAN STANLEY

RIA
CRD#: 149777
INDIANAPOLIS, IN
Past

June 1, 2009 - August 21, 2017

MORGAN STANLEY

BD
CRD#: 149777
INDIANAPOLIS, IN
Past

May 31, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
INDIANAPOLIS, IN
Past

December 18, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
INDIANAPOLIS, IN
Past

March 22, 2001 - December 20, 2002

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORY SOLUTIONS, LLC
CEDAR WEALTH PARTNERS | WEALTH ADVISORY SOLUTIONS, LLC | THE MONUMENT CIRCLE GROUP | INTELLIGENT DESIGN ADVISORS, LLC | HOBBS WEALTH MANAGEMENT | ENVISION RIA | ENCIRCLE FINANCIAL STRATEGIES | DELTA WEALTH ADVISORS, LLC | COMPREHENSIVE FINANCIAL PLANNING SERVICES

CRD#: 288903 / SEC#: 801-110859

RIA
Registered Investment Advisory firm - (7/21/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(8/17/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/21/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/9/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/21/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/2001
General Securities Representative Examination

Current Firm

WA
WEALTH ADVISORY SOLUTIONS, LLC
CEDAR WEALTH PARTNERS | WEALTH ADVISORY SOLUTIONS, LLC | THE MONUMENT CIRCLE GROUP | INTELLIGENT DESIGN ADVISORS, LLC | HOBBS WEALTH MANAGEMENT | ENVISION RIA | ENCIRCLE FINANCIAL STRATEGIES | DELTA WEALTH ADVISORS, LLC | COMPREHENSIVE FINANCIAL PLANNING SERVICES

CRD#: 288903 / SEC#: 801-110859

RIA
Registered Investment Advisory firm - (7/21/2017 Approved)
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Contact information

Main Address
1630 W Oak St Suite 201, Zionsville, IN 46077
Mailing Address
Phone number
(317) 559-0688
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE MONUMENT CIRCLE GROUP ADV 2A (3/11/2025)
CEDAR WEALTH PARTNERS ADV 2A (3/11/2025)
INTELLIGENT DESIGN ADVISORS ADV 2A (3/11/2025)
WEALTH ADVISORY SOLUTIONS ADV 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts1,723
AUM (Assets Under Management)$ 560,401,982

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH ADVISORY SOLUTIONS, LLC

CRD#: 288903Brownsburg, IN 46112

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