Adam Q. Zimmerman

COLUMBIA RIVER ADVISORS

Bellevue, WA 98004

Some features on this profile are disabled

CRD#: 4321709

Professional summary

Adam Quentin Zimmerman, ChFC® is a registered financial advisor currently at COLUMBIA RIVER ADVISORS located in Bellevue, Washington.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Adam has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Quentin Zimmerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

June 15, 2016 - Present

COLUMBIA RIVER ADVISORS

Office #1: 11100 Main Street Suite 301, Bellevue, WA 98004

RIA

CRD#: 154571

Bellevue, WA

Past

October 27, 2014 - December 7, 2016

BLUE MOON WEALTH ADVISORY, LLC.

RIA

CRD#: 171597

BELLEVUE, WA

Past

February 17, 2014 - September 9, 2014

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

RIA

CRD#: 139728

BELLEVUE, WA

Past

June 8, 2010 - December 31, 2013

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

RIA

CRD#: 139728

BELLEVUE, WA

Past

September 25, 2009 - June 3, 2010

ADVISORY RESOURCE GROUP, LLC

RIA

CRD#: 117314

BELLEVUE, WA

Past

February 11, 2004 - June 18, 2010

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

BELLEVUE, WA

Past

November 14, 2002 - June 18, 2010

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

BELLEVUE, WA

Past

January 19, 2001 - November 15, 2002

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLUMBIA RIVER ADVISORS

CRD#: 154571 / SEC#: 801-71970

RIA

Registered Investment Advisory firm - (11/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/27/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/18/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLUMBIA RIVER ADVISORS

CRD#: 154571 / SEC#: 801-71970

RIA

Registered Investment Advisory firm - (11/24/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1927 Dock Street, Tacoma, WA 98402

Mailing Address

Phone number

(253) 589-1401

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CRA FORM ADV PART 2 A&B 2025-03 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	693
AUM (Assets Under Management)	$ 189,572,914

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dale Miller

MORGAN STANLEY

IAR

Moscow, ID

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam Q. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Quentin Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE MOON WEALTH ADVISORY, LLC.

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

ADVISORY RESOURCE GROUP, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

FORESTERS EQUITY SERVICES, INC.

Primary Firm SEC Registration

COLUMBIA RIVER ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/2003

Series 63

Date: 1/23/2001

Series 7

Date: 5/27/2003

Series 6

Date: 1/18/2001

Current Firm

COLUMBIA RIVER ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLUMBIA RIVER ADVISORS

TRUST BUT VERIFY

Similar Advisors