Carl A. Johnson
GROVE STREET FIDUCIARY
Peterborough, NH 03458-0396
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CRD#: 4343732
Professional summary
Carl Amos Johnson, AIF®, CFP® is a registered financial advisor currently at GROVE STREET FIDUCIARY, LLC located in Peterborough, New Hampshire.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Carl has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Biography
Our clients are families, trusts, and institutions desiring fiduciary services. We serve clients in the U.S. and abroad.
We work with clients' investments and financial matters within a comprehensive and global strategy that is individually designed. Our goal is to provide security and significance for clients and their financial resources.
To the exclusion of every other consideration, we operate and advise in the best interests of our clients. We are compensated directly by clients so we retain complete independence and objectivity.
Specialties:
::Tax sensitive matters.
::Global Investing.
::Coordination among client's advisory team.
::Business owners, professionals, trusts, families.
::Foundations and endowments.
::Accredited Investment Fiduciary® using the Global Fiduciary Standards of Excellence.
Carl began his professional career as a commissioned officer in the U.S. Navy following his graduation in 1992 from the University of Illinois. Carl served aboard several ships during his almost 10 years of active duty including teaching for the Navy, when he earned his MBA and graduated summa cum laude with a degree concentration in finance from Jacksonville University. In 2000, he resigned his active commission and was sworn in as an officer with the Navy Reserves. That same year, he received his professional certification as a CFP® practitioner. Retired at the rank of Captain after serving overseas, at the Pentagon, and Guantanamo Bay, Carl has received a served at the highest levels of the military and earned a number of personal awards.
Carl lives with his wife, Diana, and their children, Abigail and Elijah, in Greenfield, NH, where they love the outdoors and rural life.
Question & Answer
What are your service offerings?
Investment Planning
Social Security Planning
Estate Planning
Business Succession Planning
Small Business Planning
Inheritance
Retirement Planning
Education Planning
Life Transitions
Tax Planning
Socially Responsible Investing
Retirement Income Management
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Insurance Planning
Do you have an area of expertise or specialization?
Business Owners
Charitable Giving
College/Education Planning
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
What is your minimum asset requirement?
5M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
20 GROVE STREET PARTNERS LLC, MANAGING MEMBER, APPROXIMATELY 5% OF TIME.
U.S. GOVERNMENT (US NAVY RESERVES), APPROXIMATELY 5% OF TIME.
CRS (Client Relationship Summary) - RIA
Click below to view Carl Amos Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
February 4, 2005 - Present
GROVE STREET FIDUCIARY, LLC
Office #1: 20 Grove Street Suite 240, Peterborough, NH 03458-0396RIA
CRD#: 107703
Peterborough, NH
Past
January 19, 2002 - December 31, 2004
GROVE STREET FIDUCIARY, LLC
RIA
CRD#: 107703
PETERBOROUGH, NH
Past
February 22, 2001 - June 5, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GROVE STREET FIDUCIARY, LLC
AMES PLANNING ASSOCIATES INC | GROVE STREET FIDUCIARY, LLC | GROVE STREET FIDUCIARY, INC.
CRD#: 107703 / SEC#: 801-43397
RIA
Registered Investment Advisory firm - (2/24/1993 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(2/4/2005)
IAR
Texas(10/30/2014)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
GROVE STREET FIDUCIARY, LLC
AMES PLANNING ASSOCIATES INC | GROVE STREET FIDUCIARY, LLC | GROVE STREET FIDUCIARY, INC.
CRD#: 107703 / SEC#: 801-43397
RIA
Registered Investment Advisory firm - (2/24/1993 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20 Grove Street Suite 240, Peterborough, NH 03458-0396
Mailing Address
P. O. Box 396, Peterborough, NH 03458-0396
Phone number
(603) 924-9939
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,164 |
| AUM (Assets Under Management) | $ 362,672,632 |
Red Flags
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Company Information
GROVE STREET FIDUCIARY, LLC
CRD#: 107703Peterborough, NH 03458-0396TRUST BUT VERIFY
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Contact information
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