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Melissa B. Krumm

OXFORD FINANCIAL GROUP, LTD
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 4372017
MK

Professional summary

Melissa Breeze Krumm, who also goes by M Breeze Aikey, Melissa Breeze Aikey, M. Breeze Krumm, is a registered financial advisor currently at OXFORD FINANCIAL GROUP, LTD located in Carmel, Indiana.

Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Melissa has worked at 10 firms and has passed the Series 66, Series 7TO, Series 52TO, SIE, Series 7, Series 24, Series 10, Series 9 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

M Breeze Aikey | Melissa Breeze Aikey | M. Breeze Krumm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Breeze Krumm's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2025 - Present

OXFORD FINANCIAL GROUP, LTD

Office #1: 11711 North Meridian Street Suite 600, Carmel, IN 46032
RIA
CRD#: 105303
Carmel, IN
Past

August 28, 2019 - September 3, 2021

SANCTUARY ADVISORS, LLC

RIA
CRD#: 226606
Indianapolis, IN
Past

August 28, 2019 - September 3, 2021

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
MIAMI, FL
Past

July 1, 2016 - August 23, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
INDIANAPOLIS, IN
Past

July 1, 2016 - August 23, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
INDIANAPOLIS, IN
Past

March 6, 2014 - June 24, 2016

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
INDIANAPOLIS, IN
Past

March 6, 2014 - June 24, 2016

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

April 5, 2013 - January 31, 2014

MORGAN STANLEY

RIA
CRD#: 149777
INDIANAPOLIS, IN
Past

April 5, 2013 - January 31, 2014

MORGAN STANLEY

BD
CRD#: 149777
INDIANAPOLIS, IN
Past

July 24, 2009 - April 9, 2013

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
INDIANAPOLIS, IN
Past

July 24, 2009 - April 9, 2013

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

April 22, 2008 - April 15, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
INDIANAPOLIS, IN
Past

April 17, 2008 - April 15, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
INDIANAPOLIS, IN
Past

January 14, 2008 - April 9, 2008

NEW ENGLAND SECURITIES

RIA
CRD#: 615
INDIANAPOLIS, IN
Past

December 14, 2007 - April 9, 2008

NEW ENGLAND SECURITIES

BD
CRD#: 615
INDIANAPOLIS, IN
Past

May 16, 2007 - November 21, 2007

NEW ENGLAND SECURITIES

BD
CRD#: 615
BROOKFIELD, WI
Past

March 13, 2002 - August 31, 2006

NORTON CAPITAL MANAGEMENT, INC.

RIA
CRD#: 110398
NORFOLK, VA
Past

October 26, 2001 - May 2, 2007

B. C. ZIEGLER AND COMPANY

BD
CRD#: 61
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OXFORD FINANCIAL GROUP, LTD
FAMILY OFFICE SERVICES OF OXFORD | THE OXFORD GROUP, LTD | THE OXFORD FAMILY OFFICE | PHILANTHROPIC COUNSEL OF OXFORD | OXFORD WEALTH ADVISORS | OXFORD GROUP, LTD | OXFORD GROUP LTD | OXFORD FINANCIAL GROUP, LTD. LLC | OXFORD FINANCIAL GROUP, LTD | OXFORD FINANCIAL ADVISORS CORPORATION | OXFORD FINANCIAL ADVISORS | INVESTMENT SERVICES OF OXFORD

CRD#: 105303 / SEC#: 801-20692

RIA
Registered Investment Advisory firm - (2/7/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(1/15/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/8/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/8/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/8/2024
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/8/2024
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/8/2024
Municipal Securities Principal Examination

Current Firm

OF
OXFORD FINANCIAL GROUP, LTD
FAMILY OFFICE SERVICES OF OXFORD | THE OXFORD GROUP, LTD | THE OXFORD FAMILY OFFICE | PHILANTHROPIC COUNSEL OF OXFORD | OXFORD WEALTH ADVISORS | OXFORD GROUP, LTD | OXFORD GROUP LTD | OXFORD FINANCIAL GROUP, LTD. LLC | OXFORD FINANCIAL GROUP, LTD | OXFORD FINANCIAL ADVISORS CORPORATION | OXFORD FINANCIAL ADVISORS | INVESTMENT SERVICES OF OXFORD

CRD#: 105303 / SEC#: 801-20692

RIA
Registered Investment Advisory firm - (2/7/1984 Approved)
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Contact information

Main Address
11711 North Meridian Street Suite 600, Carmel, IN 46032
Mailing Address
P. O. Box 80238, Indianapolis, IN 46280-0238
Phone number
(317) 843-5678
Established
Firm type
Fiscal year end
# of Employees
154

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OXFORD FINANCIAL GROUP LTD. FORM ADV PART 2A JUNE 2025 (6/25/2025)

Regulatory assets under management

Total Number of Accounts6,467
AUM (Assets Under Management)$ 19,650,381,670

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/16/2025
Cover Page
Report
03/28/2025
Cover Page
Report
03/15/2024
Cover Page
Report
03/24/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OXFORD FINANCIAL GROUP, LTD

CRD#: 105303Carmel, IN 46032

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