Peggy-sue M. Mcnier

STRATEGIC ADVISERS LLC | VP, Branch Leader

ANN ARBOR, MI

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CRD#: 4388841

Professional summary

Peggy-sue Marie Mcnier, who also goes by Peggy-sue Marie Allegro, Peggy-sue Marie Bowens, Peggy-sue Marie Cook, Peggy S Mcnier, Peggy Sue Marie Mcnier, Peggy-sue Marie Mcnier, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ann Arbor, Michigan and FIDELITY BROKERAGE SERVICES LLC located in Ann Arbor, Michigan.

Peggy-sue is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Peggy-sue has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 26 exams.

Biography

I achieve Fidelity's vision through inspiring our team members to see their worth and potential.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peggy-sue Marie Mcnier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 500 E. Eisenhower Pkwy Ste 100, Ann Arbor, MI 48108

RIA

CRD#: 104555

ANN ARBOR, MI

Current

January 18, 2019 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 500 E. Eisenhower Pkwy, Ste 100, Ann Arbor, MI 48108

CRD#: 7784

Ann Arbor, MI

Past

April 12, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

ANN ARBOR, MI

Past

October 9, 2014 - January 8, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

TROY, MI

Past

October 8, 2014 - January 8, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

TROY, MI

Past

April 30, 2014 - August 21, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

SOUTHFIELD, MI

Past

April 29, 2014 - August 21, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

SOUTHFIELD, MI

Past

May 25, 2010 - March 31, 2014

SPC

RIA

CRD#: 110692

BLOOMFIELD HILLS, MI

Past

May 3, 2010 - March 31, 2014

SIGMA FINANCIAL CORPORATION

CRD#: 14303

BLOOMFIELD HILLS, MI

Past

February 3, 2009 - May 7, 2010

SENTINEL SECURITIES, LLC.

CRD#: 110942

CLARKSTON, MI

Past

December 12, 2008 - February 2, 2009

QUESTAR CAPITAL CORPORATION

CRD#: 43100

CLARKSTON, MI

Past

October 20, 2006 - December 20, 2006

QUESTAR CAPITAL CORPORATION

CRD#: 43100

CLARKSTON, MI

Past

March 18, 2005 - October 20, 2006

SIGMA FINANCIAL CORPORATION

CRD#: 14303

CLARKSTON, MI

Past

March 15, 2005 - October 20, 2006

SPC

RIA

CRD#: 110692

CLARKSTON, MI

Past

May 10, 2001 - September 28, 2004

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/17/2022)

California
(8/17/2022)

Connecticut
(8/17/2022)

Florida
(4/23/2020)

Kentucky
(4/23/2020)

Massachusetts
(10/21/2019)

Michigan
(4/1/2019)

IAR

Michigan
(3/31/2025)

Nevada
(4/23/2020)

North Carolina
(4/23/2020)

Ohio
(3/11/2020)

Texas
(10/21/2019)

IAR

Texas
(3/31/2025)

Utah
(10/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/13/2012

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/9/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 4/1/2019

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/18/2019

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 26

Date: 9/26/2003

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Peggy-sue M. Mcnier

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peggy-sue Marie Mcnier's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

SPC

SIGMA FINANCIAL CORPORATION

SENTINEL SECURITIES, LLC.

QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

SIGMA FINANCIAL CORPORATION

SPC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/13/2012

Series 65

Date: 6/16/2001

Series 63

Date: 5/12/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2002

Series 6

Date: 5/9/2001

Series 9

Date: 4/1/2019

Series 10

Date: 3/18/2019

Series 26

Date: 9/26/2003

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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