Michael S. Minter
MAIN STREET FINANCIAL SOLUTIONS
Newtown, PA 18940
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CRD#: 4392283
Professional summary
Michael Scott Minter, CFP® is a registered financial advisor currently at MAIN STREET FINANCIAL SOLUTIONS, LLC located in Newtown, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MAIN STREET FINANCIAL SOLUTIONS, LLC; INVESTMENT RELATED; 21 RTE 31 NORTH STE A7 PENNINGTON, NJ 08534; RIA; PARTNER; START DATE 02/2008; APPROX 160 HRS/MO; PROVIDE INVESTMENT AND FINANCIAL PLANNING SERVICES
2) FINANCIAL PLANNING RESOURCE CENTER; NON-INVESTMENT RELATED; 21 RTE 31 NORTH STE A7 PENNINGTON, NJ 08534;BROKER EDUCATION; OWNER; START DATE: 01/2010; APPROX 1 HR/MO; CONSULTANT ON INVESTMENT ADVICE AND HELP WITH EDUCATION CALLS
3) ELLIOTT ASSOCIATES; PASSIVE INVESTMENT; HEDGE FUND; START DATE: 2012
4) SUPERIOR COVE INSURANCE SERVICES, LLC. NOT INVESTMENT RELATED. 21 ROUTE 31 NORTH, SUITE A7. PENNINGTON, NJ 08534-FIXED INSURANCE. PARTNER. START DATE: 1/7/11. APPROXIMATE # OF HOURS: 3 HOURS MONTH. NO HOURS DURING SECURITY HOURS, MAINLY EVENING. MEET WITH CLIENTS AT THEIR REQUEST TO COMPLETE INSURANCE APPLICATIONS, SUBMIT APPLICATION, CLIENT FOLLOW UP.
5) PKS FINANCIAL SERVICES, 11/10/2011-PRESENT, FIXED INSURANCE SALES
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Minter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
March 25, 2020 - Present
MAIN STREET FINANCIAL SOLUTIONS, LLC
Office #1: 503 E. Washington Avenue Suite 1c, Newtown, PA 18940RIA
CRD#: 305834
Newtown, PA
Past
December 15, 2011 - December 31, 2017
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
PENNINGTON, NJ
Past
February 26, 2008 - July 1, 2020
MAIN STREET FINANCIAL SOLUTIONS, LLC
RIA
CRD#: 146118
NEWTOWN, PA
Past
February 2, 2004 - February 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PRINCETON, NJ
Past
December 19, 2003 - February 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PRINCETON, NJ
Past
February 19, 2003 - January 29, 2004
EQUITY SERVICES, INC.
RIA
CRD#: 265
NEWTOWN, PA
Past
December 19, 2002 - January 29, 2004
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
October 31, 2002 - November 27, 2002
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
June 6, 2001 - May 13, 2002
NOMURA SECURITIES INTERNATIONAL, INC.
BD
CRD#: 4297
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MAIN STREET FINANCIAL SOLUTIONS, LLC
ARSENAL CAPITAL ADVISORS | TWIN LIGHTS WEALTH MANAGEMENT | THIN BLUE LINE FINANCIAL | MASS FINANCIAL MANAGEMENT | MAIN STREET FINANCIAL SOLUTIONS, LLC | LIVINGWORTH WEALTH ADVISORS | LEGACY CAPITAL | JUNO WEALTH MANAGEMENT | JJM FINANCIAL GROUP | GENCAPITAL ADVISORY PARTNERS | EXITFOUR WEALTH PARTNERS | COLLABORATIVE WEALTH ADVISORY | CLOVERLY WEALTH MANAGEMENT
CRD#: 305834 / SEC#: 801-117871
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(3/25/2020)
IAR
Texas(3/26/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/29/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
MS
MAIN STREET FINANCIAL SOLUTIONS, LLC
ARSENAL CAPITAL ADVISORS | TWIN LIGHTS WEALTH MANAGEMENT | THIN BLUE LINE FINANCIAL | MASS FINANCIAL MANAGEMENT | MAIN STREET FINANCIAL SOLUTIONS, LLC | LIVINGWORTH WEALTH ADVISORS | LEGACY CAPITAL | JUNO WEALTH MANAGEMENT | JJM FINANCIAL GROUP | GENCAPITAL ADVISORY PARTNERS | EXITFOUR WEALTH PARTNERS | COLLABORATIVE WEALTH ADVISORY | CLOVERLY WEALTH MANAGEMENT
CRD#: 305834 / SEC#: 801-117871
RIA
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Contact information
Main Address
503 E. Washington Avenue Suite 1c, Newtown, PA 18940
Mailing Address
Phone number
(215) 259-5021
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,091 |
| AUM (Assets Under Management) | $ 2,494,613,000 |
Red Flags
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