Maria G. Miller
Professional summary
Maria Gabriela Miller, who also goes by Gabriela Miller, Gabby Miller Miller, Gabby Zapata, Gabriela Zapata, is a registered financial professional currently at TRUIST INVESTMENT SERVICES, INC. located in South Miami, Florida.
Maria is registered as a RR (Registered Representative) and started their career in finance in 2001. Maria has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria Gabriela Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 5857 Sunset Dr, South Miami, FL 33143January 22, 2015 - October 11, 2023
PFS INVESTMENTS INC.
January 24, 2011 - September 8, 2014
QUEST CAPITAL STRATEGIES, INC.
February 9, 2007 - January 29, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 1, 2005 - January 30, 2007
HSBC SECURITIES (USA) INC.
September 7, 2004 - January 1, 2005
HSBC BROKERAGE (USA) INC.
May 7, 2003 - August 6, 2004
TRUIST INVESTMENT SERVICES, INC.
May 31, 2001 - April 1, 2003
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
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Company Information
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499South Miami, FL 33143TRUST BUT VERIFY
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