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Corey B. Mckiernan

CHERRY CREEK FAMILY OFFICES
Denver, CO 80206
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CRD#: 4425032
CM

Professional summary


Corey Brian Mckiernan, who also goes by Corey Brian Mc Kiernan, is a registered financial advisor currently at CHERRY CREEK FAMILY OFFICES located in Denver, Colorado.

Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Corey has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Corey Brian Mc Kiernan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Corey Brian Mckiernan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 4, 2018 - Present

CHERRY CREEK FAMILY OFFICES

Office #1: 210 University Blvd Suite 650, Denver, CO 80206
RIA
CRD#: 156310
Denver, CO
Past

March 11, 2003 - June 2, 2006

STEPHENS

BD
CRD#: 3496
NEW YORK, NY
Past

September 10, 2001 - September 23, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHERRY CREEK FAMILY OFFICES
CHERRY CREEK FAMILY OFFICES | TC CAPITAL MANAGEMENT, LLC | CHERRY CREEK FAMILY OFFICES, LLC

CRD#: 156310 / SEC#: 801-72210

RIA
Registered Investment Advisory firm - (5/4/2011 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(5/4/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/4/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


CC
CHERRY CREEK FAMILY OFFICES
CHERRY CREEK FAMILY OFFICES | TC CAPITAL MANAGEMENT, LLC | CHERRY CREEK FAMILY OFFICES, LLC

CRD#: 156310 / SEC#: 801-72210

RIA
Registered Investment Advisory firm - (5/4/2011 Approved)
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Contact information


Main Address
210 University Blvd Suite 650, Denver, CO 80206
Mailing Address
Phone number
(303) 862-9550
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/27/2025)

Regulatory assets under management


Total Number of Accounts1,254
AUM (Assets Under Management)$ 1,734,705,793

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
12/26/2024
Cover Page
11/22/2023
01/30/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHERRY CREEK FAMILY OFFICES

CRD#: 156310Denver, CO 80206

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