Paul M. Zoch

PROSPERITUS WEALTH ADVISORS

Coral Springs, FL 33076

Some features on this profile are disabled

CRD#: 4426797

Professional summary

Paul Mark Zoch, CFP® is a registered financial advisor currently at PROSPERITUS WEALTH ADVISORS located in Coral Springs, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life Insurance Sales, Various Providers, Agent, Start Date: 01/01/2019, Approximately 10 hours a month / 1 During Market Hours. Fiduciary Wealth Group, LLC, Same address, Not investment-related, Entity to receive insurance commissions, Owner, Start Date 02/01/2018. Approximate 8 hours a month during market hours. Tax Preparer. Not investment-related. Approximately 40 hours a month from January 30th until April 18th. Business Solution Software Consulting. Not investment-related. Start Date 04/01/2024. Approximate 50 hours a month/4 during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Mark Zoch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 6, 2020 - Present

PROSPERITUS WEALTH ADVISORS

Office #1: 11555 Heron Bay Blvd, Suite 305, Coral Springs, FL 33076

RIA

CRD#: 306630

Coral Springs, FL

Past

April 12, 2019 - February 4, 2020

AVENIR PRIVATE ADVISORS, LLC

RIA

CRD#: 298064

Fort Lauderdale, FL

Past

December 20, 2017 - December 31, 2018

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 131631

Fort Lauderdale, FL

Past

July 29, 2011 - September 26, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT LAUDERDALE, FL

Past

July 28, 2011 - September 26, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT LAUDERDALE, FL

Past

June 10, 2009 - August 1, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

POMPANO BEACH, FL

Past

May 19, 2009 - August 1, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

POMPANO BEACH, FL

Past

September 24, 2002 - May 7, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MIAMI, FL

Past

September 4, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 4, 2002 - May 7, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MIAMI, FL

Past

August 17, 2001 - November 14, 2001

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/17/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/26/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2001

General Securities Representative Examination

Current Firm

PROSPERITUS WEALTH ADVISORS

PROSPERITUS WEALTH ADIVSORS, LLC | PROSPERITUS WEALTH, LLC | PROSPERITUS WEALTH ADVISORS, LLC | PROSPERITUS WEALTH ADVISORS

CRD#: 306630 / SEC#:

Florida

Registered Investment Advisory firm - (1/21/2020 Approved)

New York

Registered Investment Advisory firm - (6/4/2021 Approved)

Texas

Registered Investment Advisory firm - (3/9/2021 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11555 Heron Bay Blvd, Suite 305, Coral Springs, FL 33076

Mailing Address

Phone number

(954) 400-1470

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	406
AUM (Assets Under Management)	$ 60,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul M. Zoch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Mark Zoch's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVENIR PRIVATE ADVISORS, LLC

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

LADENBURG THALMANN & CO. INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2002

Series 63

Date: 9/17/2001

SIE

Date: 9/26/2017

Series 7

Date: 8/16/2001

Current Firm

PROSPERITUS WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROSPERITUS WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors