Andres Weisz

SAFRA SECURITIES LLC

Aventura, FL 33180

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CRD#: 4430336

Professional summary

Andres Weisz is a registered financial professional currently at SAFRA SECURITIES LLC located in Aventura, Florida.

Andres is registered as a RR (Registered Representative) and started their career in finance in 2001. Andres has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andres Weisz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2017 - Present

SAFRA SECURITIES LLC

Office #1: 21500 Biscayne Boulevard - Suite #503, Aventura, FL 33180

CRD#: 47873

Aventura, FL

Past

March 2, 2010 - May 15, 2017

HAPOALIM SECURITIES USA, INC.

CRD#: 266

AVENTURA, FL

Past

March 13, 2008 - December 31, 2008

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

January 2, 2008 - February 1, 2008

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

MIAMI, FL

Past

November 5, 2007 - February 1, 2008

UBS INTERNATIONAL INC.

CRD#: 107726

MIAMI, FL

Past

January 8, 2007 - December 7, 2007

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

December 4, 2003 - April 8, 2005

FLAGSTAR ADVISORS

RIA

CRD#: 104233

NEW YORK, NY

Past

September 25, 2001 - April 8, 2005

FLAGSTAR ADVISORS

CRD#: 104233

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/23/2017)

Colorado
(5/23/2017)

Delaware
(6/23/2023)

Florida
(5/23/2017)

Massachusetts
(5/23/2017)

Mississippi
(7/25/2025)

New York
(5/23/2017)

Pennsylvania
(5/23/2017)

Texas
(5/23/2017)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SAFRA SECURITIES LLC

SAFRA SECURITIES CORPORATION | SAFRA SECURITIES LLC

CRD#: 47873 / SEC#: , 8-51935

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

546 Fifth Ave, New York, NY 10036

Mailing Address

546 Fifth Ave, New York, NY 10036

Phone number

(212) 704-5500

Established

Delaware since 12/31/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SAFRA NATIONAL BANK OF NEW YORK	SOLE SHAREHOLDER
BONFIM, CARLOS CESAR BERTACO	DIRECTOR
COLOMBO, RAFAELO	DIRECTOR	6054935
DIBIASI, ANTHONY	FINOP	6435706
GRUNWALD, MARK STEVEN	DIRECTOR & PRESIDENT	3262204
JAVIER, SIGMUND PETER	DIRECTOR	6002619
MCCARTHY, GERARD THOMAS	CHIEF COMPLIANCE OFFICER	3121615
MORATO, SIMONI PASSOS	DIRECTOR	5568481
OSWALD, THOMAS FRANCIS	CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER	1828798
YOU, SANG MIN JIMMY	CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER	6693855

Disclosures

Regulatory Event	2
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andres Weisz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andres Weisz's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAPOALIM SECURITIES USA, INC.

HAPOALIM SECURITIES USA, INC.

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

HAPOALIM SECURITIES USA, INC.

FLAGSTAR ADVISORS

FLAGSTAR ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2001

Series 24

Date: 3/5/2018

FINRA

Current Firm

SAFRA SECURITIES LLC

Contact information

FINRA licenses (45 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SAFRA SECURITIES LLC

TRUST BUT VERIFY

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