Jean-louis Bertholet
Professional summary
Jean-louis Bertholet was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jean-louis Bertholet, who also goes by Bertholet Jean-louis, Jean Louis, was a registered financial professional .
Jean-louis is a previously registered financial professional and started their career in finance in 2002. Jean-louis had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2011 - August 31, 2012
IAA FINANCIAL LLC
April 28, 2010 - August 1, 2011
AVALON PARTNERS, INC.
October 15, 2009 - May 3, 2010
THE ROCKWELL FINANCIAL GROUP, INC.
August 20, 2007 - January 2, 2008
R.M. STARK & CO., INC.
June 4, 2004 - August 16, 2005
GUNNALLEN FINANCIAL, INC
June 18, 2002 - July 17, 2003
CONTINENTAL BROKER-DEALER CORP.
May 15, 2002 - July 9, 2002
PARK SOUTH SECURITIES, LLC
January 16, 2002 - June 11, 2002
CONTINENTAL BROKER-DEALER CORP.
January 9, 2002 - April 17, 2002
GREAT EASTERN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IAA FINANCIAL LLC
CRD#: 6578 / SEC#: , 8-18463
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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