Darrell R. Tierney

WINDWARD PRIVATE WEALTH MANAGEMENT

Overland Park, KS 66210

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CRD#: 4447656

Professional summary

Darrell Richard Tierney, CFP® is a registered financial advisor currently at WINDWARD PRIVATE WEALTH MANAGEMENT INC. located in Overland Park, Kansas.

Darrell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Darrell has worked at 1 firm and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darrell Richard Tierney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

September 15, 1999 - Present

WINDWARD PRIVATE WEALTH MANAGEMENT INC.

Office #1: 10955 Lowell Avenue Suite 410, Overland Park, KS 66210

RIA

CRD#: 113761

Overland Park, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINDWARD PRIVATE WEALTH MANAGEMENT INC.

WINDWARD FINANCIAL PLANNING, INC. | WINDWARD PRIVATE WEALTH MANAGEMENT INC.

CRD#: 113761 / SEC#: 801-79647

RIA

Registered Investment Advisory firm - (5/12/2014 Approved)

Kansas

Registered Investment Advisory firm - (5/14/2014 Terminated)

Missouri

Registered Investment Advisory firm - (5/14/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(10/18/1999)

IAR

Missouri
(3/16/2012)

IAR

Texas
(6/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/7/1999

Uniform Combined State Law Examination

Current Firm

WINDWARD PRIVATE WEALTH MANAGEMENT INC.

WINDWARD FINANCIAL PLANNING, INC. | WINDWARD PRIVATE WEALTH MANAGEMENT INC.

CRD#: 113761 / SEC#: 801-79647

RIA

Registered Investment Advisory firm - (5/12/2014 Approved)

Kansas

Registered Investment Advisory firm - (5/14/2014 Terminated)

Missouri

Registered Investment Advisory firm - (5/14/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/14/2014 Terminated)

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Contact information

Main Address

10955 Lowell Avenue Suite 410, Overland Park, KS 66210

Mailing Address

Phone number

(913) 381-7411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	937
AUM (Assets Under Management)	$ 273,799,475

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Darrell R. Tierney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darrell Richard Tierney's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINDWARD PRIVATE WEALTH MANAGEMENT INC.

Primary Firm SEC Registration

WINDWARD PRIVATE WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/7/1999

Current Firm

WINDWARD PRIVATE WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINDWARD PRIVATE WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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