Christopher M. Hurst

OAK MOUNTAIN ADVISORS

CHICAGO, IL 60611

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CRD#: 4452022

Professional summary

Christopher Matthew Hurst is a registered financial advisor currently at OAK MOUNTAIN ADVISORS located in Chicago, Illinois.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Matthew Hurst's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2014 - Present

OAK MOUNTAIN ADVISORS

Office #1: 737 N Michigan Avenue Suite 1570, Chicago, IL 60611

RIA

CRD#: 168087

CHICAGO, IL

Past

January 26, 2005 - December 31, 2005

DUNE CAPITAL

RIA

CRD#: 133730

CHESTERTON, IN

Past

December 10, 2002 - November 26, 2004

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

CHICAGO, IL

Past

September 19, 2002 - November 26, 2004

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

September 19, 2002 - November 26, 2004

NEUBERGER BERMAN MANAGEMENT LLC

CRD#: 5493

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/18/2002

General Securities Representative Examination

Current Firm

OAK MOUNTAIN ADVISORS

OAK MOUNTAIN ADVISORS | OAK MOUNTAIN ADVISORS LLC

CRD#: 168087 / SEC#: 801-78695

RIA

Registered Investment Advisory firm - (5/30/2014 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1165 North Clark Street Suite 700, Chicago, IL 60610

Mailing Address

Phone number

(312) 951-7990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 71,523,897

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher M. Hurst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Matthew Hurst's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAK MOUNTAIN ADVISORS

DUNE CAPITAL

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2002

Series 7

Date: 9/18/2002

Current Firm

OAK MOUNTAIN ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OAK MOUNTAIN ADVISORS

TRUST BUT VERIFY

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