Tiffany C. Mcghee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffany Catherine Mcghee was a registered financial professional .
Tiffany is a previously registered financial professional and started their career in finance in 2004. Tiffany had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2020 - January 9, 2021
MOMENTUM ADVISORS
January 31, 2019 - December 31, 2019
MOMENTUM ADVISORS
January 19, 2017 - December 31, 2018
MOMENTUM ADVISORS
January 21, 2016 - December 31, 2016
MOMENTUM ADVISORS
November 14, 2013 - December 31, 2015
MOMENTUM ADVISORS
July 26, 2013 - September 27, 2013
LPL FINANCIAL LLC
June 5, 2013 - September 27, 2013
LPL FINANCIAL LLC
January 14, 2013 - June 5, 2013
B.B. GRAHAM & COMPANY, INC.
January 1, 2013 - June 5, 2013
B.B. GRAHAM & COMPANY, INC.
April 9, 2009 - January 4, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 31, 2008 - October 13, 2008
T. ROWE PRICE INVESTMENT SERVICES, INC.
June 22, 2004 - January 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 18, 2004 - January 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MOMENTUM ADVISORS
CRD#: 159574 / SEC#: 801-73092
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOMENTUM ADVISORS
CRD#: 159574 / SEC#: 801-73092
Contact information
SEC notice filing (31 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 329 |
| AUM (Assets Under Management) | $ 400,137,550 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
