Richard W. Tschetter

TSCHETTER GROUP

Bellevue, WA 98004

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CRD#: 449937

Professional summary

Richard William Tschetter, who also goes by Dick Tschetter, is a registered financial advisor currently at TSCHETTER GROUP located in Bellevue, Washington.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Richard has worked at 7 firms and has passed the Series 63, SIE, PC, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dick Tschetter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SOARING EAGLE VENTURES, BELLEVUE, WA 98004; INVESTMENT-RELATED; PERSONAL S SUB INVESTMENT CORPORATION; START DATE - JULY 2011; PRESIDENT/OWNER; APPROX. 4 HR/MO; NO TIME DEVOTED TO THIS ACTIVITY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard William Tschetter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2019 - Present

TSCHETTER GROUP

Office #1: 2155 112th Ave Ne, Bellevue, WA 98004

RIA

CRD#: 301548

Bellevue, WA

Past

October 6, 2017 - May 6, 2019

TSCHETTER WEALTH ADVISORS

RIA

CRD#: 289738

Bellevue, WA

Past

August 19, 2005 - October 8, 2017

D.A. DAVIDSON & CO.

RIA

CRD#: 199

BELLEVUE, WA

Past

August 19, 2005 - October 8, 2017

D.A. DAVIDSON & CO.

CRD#: 199

BELLEVUE, WA

Past

October 30, 1990 - August 19, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

BELLEVUE, WA

Past

May 8, 1989 - August 19, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

April 11, 1988 - May 26, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

Past

April 17, 1978 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

July 3, 1973 - May 22, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TSCHETTER GROUP

DDD PARTNERS, LLC | TSCHETTER WEALTH ADVISORS | TSCHETTER GROUP

CRD#: 301548 / SEC#: 801-115160

RIA

Registered Investment Advisory firm - (5/1/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/1/2019)

IAR

Washington
(5/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/13/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 9/8/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 6/27/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/13/1990

General Securities Principal Examination

Current Firm

TSCHETTER GROUP

DDD PARTNERS, LLC | TSCHETTER WEALTH ADVISORS | TSCHETTER GROUP

CRD#: 301548 / SEC#: 801-115160

RIA

Registered Investment Advisory firm - (5/1/2019 Approved)

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Contact information

Main Address

2155 112th Ave Ne, Bellevue, WA 98004

Mailing Address

Phone number

(425) 998-9960

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TSCHETTER GROUP ADV 2A 10.16.2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	1,330
AUM (Assets Under Management)	$ 2,137,933,323

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/19/2025	Cover Page	Report
02/19/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Richard W. Tschetter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard William Tschetter's CRS (Customer Relationship Summary).

Certified licenses

Experience

TSCHETTER WEALTH ADVISORS

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

TSCHETTER GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/13/1980

SIE

Date: 10/8/2017

PC

Date: 9/8/1977

Series 1

Date: 6/27/1973

Series 24

Date: 2/13/1990

Current Firm

TSCHETTER GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TSCHETTER GROUP

TRUST BUT VERIFY

Contact information

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