EM
Erin J. Mckenna
PNC CAPITAL MARKETS LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 4567131
EM
Professional summary
Erin Jennings Mckenna, who also goes by Erin Anne Jennings, Erin Anne Jennings Mckenna, Erin Jennings, is a registered financial professional currently at PNC CAPITAL MARKETS LLC located in New York, New York.
Erin is registered as a RR (Registered Representative) and started their career in finance in 2002. Erin has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Erin Anne Jennings | Erin Anne Jennings Mckenna | Erin Jennings
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Erin Jennings Mckenna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2021 - Present
PNC CAPITAL MARKETS LLC
Office #1: 340 Madison Avenue 11th Floor, New York, NY 10017BD
CRD#: 15647
New York, NY
Past
May 1, 2018 - November 11, 2020
SANTANDER INVESTMENT SECURITIES INC.
BD
CRD#: 37216
NEW YORK, NY
Past
February 1, 2011 - March 27, 2018
NATIONAL BANK OF CANADA FINANCIAL INC.
BD
CRD#: 22698
NEW YORK, NY
Past
September 4, 2009 - February 24, 2011
ATM
BD
CRD#: 137211
NEW YORK, NY
Past
January 7, 2008 - February 10, 2009
ING FINANCIAL MARKETS LLC
BD
CRD#: 28872
NEW YORK, NY
Past
May 24, 2006 - October 8, 2007
RBC CAPITAL MARKETS CORPORATION
BD
CRD#: 6579
NEW YORK, NY
Past
April 3, 2006 - October 8, 2007
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
June 10, 2003 - March 22, 2006
MOORS & CABOT, INC.
BD
CRD#: 594
BOSTON, MA
Past
July 24, 2002 - June 6, 2003
NOVA CAPITAL MARKETS, LLC
BD
CRD#: 32694
WEST CONSHOHOCKEN, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/18/2021)
RR
Alaska(8/18/2021)
RR
Arizona(8/18/2021)
RR
Arkansas(8/18/2021)
RR
California(8/18/2021)
RR
Colorado(8/18/2021)
RR
Connecticut(8/18/2021)
RR
Delaware(8/18/2021)
RR
District of Columbia(8/18/2021)
RR
Florida(8/18/2021)
RR
Georgia(8/18/2021)
RR
Hawaii(8/18/2021)
RR
Idaho(8/18/2021)
RR
Illinois(8/18/2021)
RR
Indiana(8/18/2021)
RR
Iowa(8/18/2021)
RR
Kansas(8/18/2021)
RR
Kentucky(8/18/2021)
RR
Louisiana(8/18/2021)
RR
Maine(8/18/2021)
RR
Maryland(8/18/2021)
RR
Massachusetts(8/18/2021)
RR
Michigan(8/18/2021)
RR
Minnesota(8/18/2021)
RR
Mississippi(8/18/2021)
RR
Missouri(8/18/2021)
RR
Montana(8/18/2021)
RR
Nebraska(8/18/2021)
RR
Nevada(8/18/2021)
RR
New Hampshire(8/18/2021)
RR
New Jersey(8/18/2021)
RR
New Mexico(8/18/2021)
RR
New York(8/16/2021)
RR
North Carolina(8/18/2021)
RR
North Dakota(8/18/2021)
RR
Ohio(8/18/2021)
RR
Oklahoma(8/18/2021)
RR
Oregon(8/18/2021)
RR
Pennsylvania(8/18/2021)
RR
Rhode Island(8/18/2021)
RR
South Carolina(8/18/2021)
RR
South Dakota(8/18/2021)
RR
Tennessee(9/1/2022)
RR
Texas(8/18/2021)
RR
Utah(8/18/2021)
RR
Vermont(8/18/2021)
RR
Virginia(8/18/2021)
RR
Washington(8/18/2021)
RR
West Virginia(8/18/2021)
RR
Wisconsin(8/18/2021)
RR
Wyoming(8/18/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/30/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
RR
Series 25
Date: 4/24/2003
NYSE Trading Assistant ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PNC CAPITAL MARKETS LLC
PNB BROKERAGE SERVICES, INC. | PNC SECURITIES CORP | PNC CAPITAL MARKETS, INC. | PNC CAPITAL MARKETS LLC
CRD#: 15647 / SEC#: , 8-32493
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
300 Fifth Avenue 5th Floor, Pittsburgh, PA 15222
Mailing Address
1600 Market Street F2-f070-21-4, Philadelphia, PA 19103
Phone number
(215) 585-1079
Established
Pennsylvania since 12/01/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC HOLDING, LLC. | PARENT | |
| BEGLEY, TERENCE PATRICK | BOARD MEMBER | 4718949 |
| BERNIER, JAMES STEVENS | CHIEF EXECUTIVE OFFICER | 2849222 |
| CESARIO, CONNIE KOZLOFF | BOARD MEMBER | 4251140 |
| DERESPIRIS, BRIAN G | PRESIDENT, COO | 5399266 |
| MCNELIS, BRIAN PATRICK | BOARD MEMBER | 4886370 |
| MILLER, JOHN R | TREASURER AND FINOP | 6933635 |
| MILLER, JOHN R | PRINCIPAL FINANCIAL OFFICER | 6933635 |
| PULLINS, MATTHEW MICHAEL | CHIEF FINANCIAL OFFICER | 4366952 |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
| PUMPHREY, MARY PATRICIA | CHIEF RISK OFFICER | 2513345 |
| THOMAS, MICHAEL | CHAIRMAN | 2992653 |
| TOBUN, ABI | BOARD MEMBER | 4878954 |
| WILLIAMS, TROY MATTHEW | PRINCIPAL OPERATIONS OFFICER | 7763919 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
