Jason W. Pinkham

SONDER PARTNERS

Kennebunkport, ME

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CRD#: 4606963

Professional summary

Jason Wayne Pinkham, who also goes by Jason Pinkham, is a registered financial advisor currently at SONDER PARTNERS located in Kennebunkport, Maine.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jason has worked at 2 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Pinkham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AndSimpleApS, Non-Investment Related; And Simple ApS, Hojbro Plads 10, 1200 Copenhagen K, Denmark, CVR no. 38 57 76 70. And Simple ApS is a family office networking and consulting business. Strategic Advisor & Investor. August 15, 2023, 10 Hours Per Month - 2 During Trading Hours. Strategic advisor to the business' CEO, periodically accepts client engagements specific to Family Office Consulting Projects.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Wayne Pinkham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2021 - Present

SONDER PARTNERS

RIA

CRD#: 312374

Kennebunkport, ME

Past

April 10, 2003 - May 3, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

NAPLES, FL

Past

January 7, 2003 - May 3, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/18/2024)

IAR

Maine
(1/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/25/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/4/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 8/7/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/6/2003

General Securities Representative Examination

Current Firm

SONDER PARTNERS

GOOSE ROCKS WEALTH | SONDER PARTNERS, LLC | SONDER PARTNERS | GOOSE ROCKS WEALTH, LLC

CRD#: 312374 / SEC#:

Connecticut

Registered Investment Advisory firm - (11/18/2024 Approved)

Maine

Registered Investment Advisory firm - (1/29/2021 Approved)

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Contact information

Main Address

Kennebunkport, ME

Mailing Address

Phone number

(207) 319-4783

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 6,718,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason W. Pinkham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Wayne Pinkham's CRS (Customer Relationship Summary).

Certified licenses

Experience

SONDER PARTNERS

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/25/2020

Series 66

Date: 4/4/2003

Series 31

Date: 8/7/2003

Series 7

Date: 1/6/2003

Current Firm

SONDER PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SONDER PARTNERS

TRUST BUT VERIFY

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