JK
Jonathan Knox
HORNOR, TOWNSEND & KENT
Hicksville, NY 11801
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CRD#: 4622566
JK
Professional summary
Jonathan Knox, AIF® is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Hicksville, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jonathan has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LIFE INSURANCE SALES | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES, | POSITION HELD: AGENT | ADDRESS: 100 Duffy Ave, Suite 510 #543, Hicksville, NY 11801, | START DATE: 04/01/2006 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY AND LONG TERM CARE INSURANCE SALES AND SERVICES. 2) INVESTMENT RELATED: YES | DBA NAME: JONATHAN J. KNOX WEALTH MANAGEMENT, LLC. |POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 100 Duffy Ave, Suite 510 #543, Hicksville, NY 11801 | START DATE: 6/30/2017 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 3) J KNOX WEALTH ADVISORS, LLC | POSITION: Proprietor/Owner | NATURE: It is meant to be the DBA of my practice once my father retires. | INVESTMENT RELATED: Yes | NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 3 START DATE: 01/28/2025 | ADDRESS: 100 DUFFY AVE, Suite 510 #534, HICKSVILLE NY 11801| DESCRIPTION: This is my future DBA. I have the LLC and a bank account and credit card. I am going to create the logo, website, stationary, etc. and when the time is right, I will launch it as my DBA for my financial services practice. 4) 1847 FINANCIAL | POSITION: Agent NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 | START DATE: 10/23/2025 ADDRESS: 100 DUFFY AVE, Suite 510, HICKSVILLE NY 11801 | DESCRIPTION: I am a financial advisor with Penn Mutual and I'd like to use 1847
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Knox's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Knox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 19, 2021 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 100 Duffy Ave Suite 510 #534, Hicksville, NY 11801RIA
BD
CRD#: 4031
Hicksville, NY
Current
March 3, 2006 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 100 Duffy Ave Suite 510 #534, Hicksville, NY 11801RIA
BD
CRD#: 4031
Hicksville, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/9/2018)
RR
Connecticut(10/4/2007)
RR
Florida(11/20/2014)
RR
Minnesota(6/15/2023)
RR
New Jersey(9/27/2016)
RR
New York(5/1/2006)
IAR
New York(3/19/2021)
RR
North Carolina(9/29/2016)
RR
Pennsylvania(3/4/2015)
RR
Vermont(5/10/2021)
RR
Virginia(4/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
