MD
Michael J. Dombrowski
RHO TREASURY
Fort Lauderdale, FL
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CRD#: 4662052
MD
Professional summary
Michael John Dombrowski, who also goes by Michael J. Dombrowski, is a registered financial advisor currently at RHO TREASURY located in Fort Lauderdale, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael J. Dombrowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: InterPrime Advisors LLC Investment Related: Yes Address: P.O. Box 643, Menlo Park, CA 94026 Nature of Business: RIA Position: Head of Capital Markets Start Date: April 1 2020 Hours Per Month: 85 Hours During Securities Trading: 4 Duties: Back office management including updating of market rates, account document collections, money transfers
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Dombrowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2022 - Present
RHO TREASURY
RIA
CRD#: 314581
Fort Lauderdale, FL
Past
October 9, 2009 - April 6, 2020
ARBOR RESEARCH & TRADING, LLC
BD
CRD#: 21313
DANIA BEACH, FL
Past
November 21, 2008 - October 13, 2009
CAPITAL & CREDIT INTERNATIONAL, INC.
BD
CRD#: 136660
MIAMI, FL
Past
July 26, 2006 - November 19, 2008
SHEARSON FINANCIAL SERVICES, LLC
BD
CRD#: 38619
BOCA RATON, FL
Past
May 9, 2006 - June 21, 2006
G-2 TRADING,LLC
BD
CRD#: 44018
NEW YORK, NY
Past
October 31, 2003 - June 4, 2004
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
June 16, 2003 - October 31, 2003
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RT
RHO TREASURY
RBB TREASURY LLC | RHO TREASURY | RHO PRIME
CRD#: 314581 / SEC#: 801-125841
RIA
Registered Investment Advisory firm - (6/13/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(8/25/2022)
IAR
Alaska(8/25/2022)
IAR
Arkansas(8/25/2022)
IAR
California(8/25/2022)
IAR
Colorado(8/25/2022)
IAR
Connecticut(8/25/2022)
IAR
Delaware(8/25/2022)
IAR
Florida(9/16/2022)
IAR
Hawaii(8/25/2022)
IAR
Idaho(8/25/2022)
IAR
Illinois(8/25/2022)
IAR
Indiana(8/25/2022)
IAR
Iowa(8/25/2022)
IAR
Kansas(8/25/2022)
IAR
Kentucky(8/25/2022)
IAR
Louisiana(8/25/2022)
IAR
Maryland(8/25/2022)
IAR
Massachusetts(10/18/2022)
IAR
Michigan(8/25/2022)
IAR
Minnesota(8/25/2022)
IAR
Mississippi(8/25/2022)
IAR
Missouri(8/25/2022)
IAR
Montana(8/25/2022)
IAR
Nebraska(8/25/2022)
IAR
Nevada(9/22/2022)
IAR
New Hampshire(8/25/2022)
IAR
New Jersey(9/30/2022)
IAR
New Mexico(9/16/2022)
IAR
New York(8/25/2022)
IAR
North Carolina(8/25/2022)
IAR
North Dakota(9/19/2022)
IAR
Ohio(9/6/2022)
IAR
Oklahoma(8/25/2022)
IAR
Oregon(8/25/2022)
IAR
Pennsylvania(8/25/2022)
IAR
Puerto Rico(8/25/2022)
IAR
Rhode Island(8/25/2022)
IAR
South Carolina(8/25/2022)
IAR
South Dakota(9/20/2022)
IAR
Texas(8/25/2022)
IAR
Utah(8/25/2022)
IAR
Vermont(8/25/2022)
IAR
Virgin Islands(9/19/2022)
IAR
Virginia(8/25/2022)
IAR
Washington(8/25/2022)
IAR
West Virginia(9/30/2022)
IAR
Wisconsin(8/25/2022)
IAR
Wyoming(8/25/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RT
RHO TREASURY
RBB TREASURY LLC | RHO TREASURY | RHO PRIME
CRD#: 314581 / SEC#: 801-125841
RIA
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Contact information
Main Address
100 Crosby St, New York, NY 10012
Mailing Address
Phone number
(855) 743-8746
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 704,190,866 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
