Samantha H. Mayfield

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CRD#: 4703160

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samantha Hodge Mayfield, who also goes by Samantha Adiola Hodge, Samantha Mayfield, was a registered financial professional .

Samantha is a previously registered financial professional and started their career in finance in 2006. Samantha had worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Samantha Adiola Hodge | Samantha Mayfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Children's Book Author; Not investment related; 3035 Foxhall Overlook, Roswell, GA 30075; Author; 05/01/2022 ; 10 hour per month; 0 hours per month during trading hours; Co-authored children's book along with her minor daughter.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 6, 2019 - June 6, 2025

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

ATLANTA, GA

Past

March 6, 2019 - June 6, 2025

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

Atlanta, GA

Past

March 29, 2016 - March 26, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

NORCROSS, GA

Past

March 15, 2016 - August 7, 2017

CONTINUITY PARTNERS GROUP, LLC

CRD#: 151381

FAIRFIELD, IA

Past

June 24, 2015 - March 26, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

NORCROSS, GA

Past

May 18, 2015 - December 31, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

NORCROSS, GA

Past

December 11, 2013 - May 14, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ATLANTA, GA

Past

December 11, 2013 - May 14, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ATLANTA, GA

Past

January 10, 2012 - May 7, 2013

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

January 9, 2012 - May 7, 2013

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

March 24, 2010 - December 12, 2011

TD AMERITRADE, INC.

RIA

CRD#: 7870

JERSEY CITY, NJ

Past

March 24, 2010 - December 12, 2011

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

JERSEY CITY, NJ

Past

March 16, 2010 - December 12, 2011

TD AMERITRADE, INC.

CRD#: 7870

JERSEY CITY, NJ

Past

May 1, 2008 - February 6, 2009

OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.

CRD#: 141375

ATLANTA, GA

Past

December 13, 2006 - April 16, 2008

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

October 24, 2006 - April 16, 2008

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA INVESTMENT MANAGEMENT CO. LLC

CRD#: 106494 / SEC#: 801-9046

RIA

Registered Investment Advisory firm - (1/7/1973 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2006

General Securities Representative Examination

Current Firm

VOYA INVESTMENT MANAGEMENT CO. LLC

CRD#: 106494 / SEC#: 801-9046

RIA

Registered Investment Advisory firm - (1/7/1973 Approved)

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Contact information

Main Address

200 Park Avenue, New York, NY 10166

Mailing Address

Phone number

(212) 309-8200

Established

Firm type

Fiscal year end

# of Employees

880

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VOYA INVESTMENT MANAGEMENT CO. LLC FORM ADV PART 2A 8.4.25 (8/5/2025)

Regulatory assets under management

Total Number of Accounts	2,261
AUM (Assets Under Management)	$ 253,808,191,665

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/05/2025	Cover Page	Report
11/26/2024	Cover Page	Report
10/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samantha H. Mayfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VOYA INVESTMENTS DISTRIBUTOR, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

CONTINUITY PARTNERS GROUP, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

VOYA INVESTMENT MANAGEMENT CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2006

SIE

Date: 3/26/2018

Series 7

Date: 10/23/2006

Current Firm

VOYA INVESTMENT MANAGEMENT CO. LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VOYA INVESTMENT MANAGEMENT CO. LLC

TRUST BUT VERIFY

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