Kristin Fenik
Professional summary
Kristin Fenik, who also goes by Kristin N Fenik, Kristin N Flynn, Kristin Fenik, Kristin N Flynn, is a registered financial professional currently at ALLIANCEBERNSTEIN INVESTMENTS, INC. located in Nashville, Tennessee.
Kristin is registered as a RR (Registered Representative) and started their career in finance in 2004. Kristin has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristin Fenik's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2024 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Office #1: 501 Commerce Street, Nashville, TN 37203April 28, 2021 - September 29, 2023
SMEAD FUNDS DISTRIBUTORS, LLC
June 6, 2019 - February 2, 2021
FORESIDE FUND SERVICES, LLC
July 2, 2014 - March 22, 2019
ALPS DISTRIBUTORS, INC.
August 5, 2005 - February 19, 2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
October 4, 2004 - June 27, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2024)
(2/26/2024)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN INVESTMENTS, INC.
CRD#: 14549 / SEC#: , 8-30851
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | PARENT OF REGISTRANT | |
| ARCHARD, NOEL CHRISTIAN | HEAD OF ETF AND PORTFOLIO SOLUTIONS | 2563745 |
| GESSNER, MARK ANDREW | CHIEF EXECUTIVE OFFICER | 2447287 |
| KRUEGER, GARY MICHAEL | DIRECTOR, CHIEF FINANCIAL OFFICER | 2840211 |
| MANLEY, MARK RANDALL | DIRECTOR AND CORPORATE SECRETARY | 1294370 |
| WRIGHT, DANIEL EUGENE | CHIEF COMPLIANCE OFFICER | 2204732 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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