Marc L. Murray

HOBBS GROUP ADVISORS LLC

COLUMBIA, SC 29201

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CRD#: 4821165

Professional summary

Marc Lowell Murray, who also goes by Marc Murray, is a registered financial advisor currently at HOBBS GROUP ADVISORS LLC located in Columbia, South Carolina.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Marc has worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 86 and Series 87 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SHANDON HILL CAPITAL; 03/2011; INVESTMENT RELATED; MANAGING DIRECTOR; FINANCIAL INDUSTRY ADVISORY RESEARCH SERVICES; 20% of TIME DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Lowell Murray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2017 - Present

HOBBS GROUP ADVISORS LLC

Office #1: 1727 Laurel Street, Columbia, SC 29201

RIA

CRD#: 157274

COLUMBIA, SC

Past

May 25, 2018 - January 17, 2020

DANIEL ADVISORS

RIA

CRD#: 143592

COLUMBIA, SC

Past

April 13, 2015 - January 30, 2018

WALLICK INVESTMENTS, LLC

RIA

CRD#: 162976

COLUMBIA, SC

Past

September 18, 2013 - April 6, 2015

FISHER INVESTMENTS

RIA

CRD#: 107342

COLUMBIA, SC

Past

September 16, 2013 - September 19, 2013

WADDELL & REED

CRD#: 866

COLUMBIA, SC

Past

August 13, 2012 - June 13, 2013

GOLDEN RETIREMENT ADVISORS, INC.

RIA

CRD#: 156780

NEW YORK, NY

Past

March 19, 2009 - March 30, 2011

SHANDON HILL CAPITAL, LLC

RIA

CRD#: 149829

COLUMBIA, SC

Past

April 2, 2007 - February 5, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PURCHASE, NY

Past

April 2, 2007 - February 5, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PURCHASE, NY

Past

May 3, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PURCHASE, NY

Past

May 3, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 22, 2004 - May 2, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBIA, SC

Past

August 24, 2004 - May 2, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOBBS GROUP ADVISORS LLC

CRD#: 157274 / SEC#: 801-113063

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

South Carolina

Registered Investment Advisory firm - (5/7/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(10/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/28/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2013

General Securities Representative Examination

General Industry/Product Exam

Series 86

Date: 6/23/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 6/8/2005

Research Analyst Exam - Part II Regulations Module

Current Firm

HOBBS GROUP ADVISORS LLC

CRD#: 157274 / SEC#: 801-113063

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

South Carolina

Registered Investment Advisory firm - (5/7/2018 Terminated)

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Contact information

Main Address

1727 Laurel Street, Columbia, SC 29201

Mailing Address

Phone number

(803) 540-3034

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (5/15/2025)

Regulatory assets under management

Total Number of Accounts	1,031
AUM (Assets Under Management)	$ 479,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc L. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Lowell Murray's CRS (Customer Relationship Summary).

Certified licenses

Experience

DANIEL ADVISORS

WALLICK INVESTMENTS, LLC

FISHER INVESTMENTS

WADDELL & REED

GOLDEN RETIREMENT ADVISORS, INC.

SHANDON HILL CAPITAL, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HOBBS GROUP ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2004

SIE

Date: 9/28/2024

Series 7

Date: 9/14/2013

Series 86

Date: 6/23/2005

Series 87

Date: 6/8/2005

Current Firm

HOBBS GROUP ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOBBS GROUP ADVISORS LLC

TRUST BUT VERIFY

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