AN
Altman J. Norris
NORRIS FINANCIAL GROUP
Greenville, SC 29601
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CRD#: 4894219
AN
Professional summary
Altman J Norris, who also goes by Aj Norris, is a registered financial advisor currently at NORRIS FINANCIAL GROUP, LLC located in Greenville, South Carolina and OSAIC WEALTH, INC. located in Greenville, South Carolina.
Altman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Altman has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aj Norris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALTMAN J NORRIS POSITION: Owner - NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2007 ADDRESS: 605 North Main Street, Greenville, SC 29601, Greenville SC 29601, United States DESCRIPTION: Insurance Agent, Life and DI 2) NORRIS FINANCIAL GROUP, LLC POSITION: Other - IA for the RIA NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2005 ADDRESS: 605 North Main St. Greenville, SC 29601, Greenville SC 29601, United States DESCRIPTION: trading, research, customer care, sales
CRS (Client Relationship Summary) - RIA
Click below to view Altman J Norris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 7, 2006 - Present
NORRIS FINANCIAL GROUP, LLC
Office #1: 605 N. Main Street, Greenville, SC 29601RIA
CRD#: 129422
Greenville, SC
Current
October 20, 2005 - Present
OSAIC WEALTH, INC.
Office #1: 605 North Main St., Greenville, SC 29601RIA
BD
CRD#: 23131
Greenville, SC
Past
March 21, 2025 - March 26, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORRIS FINANCIAL GROUP, LLC
NORRIS FINANCIAL GROUP, LLC
CRD#: 129422 / SEC#: 801-112958
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Louisiana
Registered Investment Advisory firm - (12/31/2018 Terminated)Ohio
Registered Investment Advisory firm - (1/1/2019 Terminated)South Carolina
Registered Investment Advisory firm - (12/31/2018 Terminated)Texas
Registered Investment Advisory firm - (5/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/21/2013)
RR
Arkansas(4/17/2008)
RR
California(9/17/2019)
RR
Colorado(5/24/2013)
RR
Florida(1/25/2011)
RR
Georgia(4/7/2008)
RR
Iowa(8/4/2021)
RR
Louisiana(5/21/2021)
RR
Nevada(11/28/2022)
RR
North Carolina(9/7/2006)
RR
Ohio(1/4/2011)
RR
South Carolina(1/20/2006)
IAR
South Carolina(4/7/2006)
RR
South Dakota(5/12/2020)
RR
Tennessee(7/12/2023)
RR
Texas(3/21/2025)
RR
Vermont(7/17/2019)
RR
Virginia(1/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NORRIS FINANCIAL GROUP, LLC
NORRIS FINANCIAL GROUP, LLC
CRD#: 129422 / SEC#: 801-112958
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Louisiana
Registered Investment Advisory firm - (12/31/2018 Terminated)Ohio
Registered Investment Advisory firm - (1/1/2019 Terminated)South Carolina
Registered Investment Advisory firm - (12/31/2018 Terminated)Texas
Registered Investment Advisory firm - (5/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
605 N. Main Street, Greenville, SC 29601
Mailing Address
Phone number
(864) 235-6408
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 879 |
| AUM (Assets Under Management) | $ 251,609,978 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORRIS FINANCIAL GROUP, LLC
CRD#: 129422Greenville, SC 29601TRUST BUT VERIFY
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