Joseph M. Hain
Professional summary
Joseph Menachem Hain, who also goes by Joseph Menacem Hain, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Delray Beach, Florida.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Menachem Hain's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2021 - Present
CEROS FINANCIAL SERVICES, INC.
Office #2: 110 E Broward Blvd Suite 1761, Fort Lauderdale,, FL 33301June 15, 2021 - July 6, 2021
CEROS FINANCIAL SERVICES, INC.
March 24, 2017 - June 10, 2021
NOBLE CAPITAL MARKETS, INC.
March 11, 2016 - March 24, 2017
PAULSON INVESTMENT COMPANY LLC
May 1, 2013 - March 17, 2016
AEGIS CAPITAL CORP.
June 12, 2012 - April 12, 2013
WESTPARK CAPITAL, INC.
November 16, 2010 - May 30, 2012
TEJAS SECURITIES GROUP, INC.
January 6, 2009 - December 2, 2010
WYNSTON HILL CAPITAL, LLC
December 8, 2005 - October 15, 2008
ROBOTTI SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(1/19/2023)
(7/7/2021)
(1/3/2023)
(1/3/2023)
(1/3/2023)
(7/26/2021)
(8/11/2021)
(1/13/2023)
(1/3/2023)
(1/3/2023)
(8/20/2021)
(1/3/2023)
(1/3/2023)
(1/20/2022)
(1/3/2023)
(7/26/2021)
(11/22/2022)
(8/3/2021)
(7/26/2021)
(1/4/2023)
(7/7/2021)
(1/3/2023)
(8/7/2023)
(5/28/2025)
(4/12/2024)
(12/22/2021)
(8/7/2023)
(1/3/2023)
(8/4/2021)
(1/6/2025)
(9/20/2024)
(1/6/2025)
(1/6/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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