Stephen V. Prichard

HARVEST FINANCIAL ADVISORS

Huntington Beach, CA 92649

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CRD#: 5043398

Professional summary

Stephen Vaughan Prichard, CFP® is a registered financial advisor currently at HARVEST FINANCIAL ADVISORS, INC. located in Huntington Beach, California.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Stephen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STEPHEN V PRICHARD, AN ACCOUNTANCY CORPORATION 5882 BOLSA AVENUE, STE 130. HUNTINGTON BEACH, CALIFORNIA 92649 THE BUSINESS PROVIDES TAX AND ACCOUNTING SERVICES TO INDIVIDUALS AND BUSINESSES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Vaughan Prichard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 5, 2013 - Present

HARVEST FINANCIAL ADVISORS, INC.

Office #1: 5882 Bolsa Avenue Suite 130, Huntington Beach, CA 92649

RIA

CRD#: 137527

Huntington Beach, CA

Past

February 1, 2011 - December 31, 2012

HARVEST FINANCIAL ADVISORS, INC.

RIA

CRD#: 137527

LOS ALAMITOS, CA

Past

April 3, 2003 - December 31, 2010

HARVEST FINANCIAL ADVISORS, INC.

RIA

CRD#: 137527

HUNTINGTON BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/5/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2002

Uniform Investment Adviser Law Examination

Current Firm

HARVEST FINANCIAL ADVISORS, INC.

CRD#: 137527 / SEC#:

California

Registered Investment Advisory firm - (4/3/2003 Approved)

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Contact information

Main Address

5882 Bolsa Avenue Suite 130, Huntington Beach, CA 92649

Mailing Address

Phone number

(714) 886-3550

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Stephen V. Prichard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Vaughan Prichard's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEST FINANCIAL ADVISORS, INC.

HARVEST FINANCIAL ADVISORS, INC.

HARVEST FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2002

Current Firm

HARVEST FINANCIAL ADVISORS, INC.

Contact information

Documents

Red Flags

Company Information

HARVEST FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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