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LK

Lucia M. Knight

FHN FINANCIAL SECURITIES
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 5071501
LK

Professional summary

Lucia Micaela Knight, who also goes by Lucia Micaela Knight-perkins, Lucia Micaela Knight, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Chicago, Illinois.

Lucia is registered as a RR (Registered Representative) and started their career in finance in 2007. Lucia has worked at 8 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lucia Micaela Knight-Perkins | Lucia Micaela Knight

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lucia Micaela Knight's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2024 - Present

FHN FINANCIAL SECURITIES CORP.

Office #1: 500 West Madison Ave Ste 1705, Chicago, IL 60661
BD
CRD#: 46346
Chicago, IL
Past

April 22, 2019 - October 2, 2024

MILLENNIUM ADVISORS, LLC

BD
CRD#: 151236
CHARLOTTE, NC
Past

March 20, 2017 - May 1, 2018

LPS CAPITAL LLC

BD
CRD#: 155246
NEW YORK, NY
Past

February 7, 2017 - April 3, 2017

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
JERSEY CITY, NJ
Past

September 22, 2015 - March 30, 2016

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

August 5, 2013 - August 6, 2015

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

October 2, 2009 - August 2, 2013

NATALLIANCE SECURITIES, LLC

BD
CRD#: 39455
NEW YORK, NY
Past

July 17, 2007 - September 25, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/18/2024)
RR
California
(11/18/2024)
RR
Colorado
(11/18/2024)
RR
Connecticut
(11/18/2024)
RR
District of Columbia
(11/18/2024)
RR
Florida
(11/18/2024)
RR
Illinois
(11/18/2024)
RR
Iowa
(11/18/2024)
RR
Maryland
(11/18/2024)
RR
Massachusetts
(11/22/2024)
RR
Minnesota
(11/18/2024)
RR
Missouri
(11/18/2024)
RR
Nebraska
(4/3/2025)
RR
New Hampshire
(11/18/2024)
RR
New Jersey
(11/18/2024)
RR
New York
(11/18/2024)
RR
North Carolina
(11/18/2024)
RR
Ohio
(11/18/2024)
RR
Oklahoma
(11/18/2024)
RR
Pennsylvania
(11/18/2024)
RR
Texas
(11/18/2024)
RR
Washington
(11/18/2024)
RR
Wisconsin
(11/18/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/2/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 7/24/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FHN FINANCIAL SECURITIES CORP.
FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.

CRD#: 46346 / SEC#: , 8-51393

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Mailing Address
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Phone number
(901) 435-8080
Established
Tennessee since 10/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HORIZON BANKSHAREHOLDER
BUCK, WILLIAM JAMES IIPRINCIPAL OPERATING OFFICER3129662
DABROWSKI, MARK GERARDCHIEF COMPLIANCE OFFICER2065647
GRIFFIN, MARK DANIELSVP, RISK CONTROL MANAGER7462222
JACKSON, JEFF BRIANSVP/ TRADING MANAGER2777631
RITCHESON, DONALD ALLENPRINCIPAL FINANCIAL OFFICER / CFO2360009
ROMANOW, TIMOTHY MARKPRESIDENT/CEO2533445
WADDELL, MICHAEL KNOXEVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY5657529

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346Chicago, IL 60661

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