Barton J. Kershner

GALLAGHER FIDUCIARY ADVISORS

Rockville, MD 20850

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CRD#: 5144164

Professional summary

Barton Joseph Kershner, CFP® is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Rockville, Maryland and OSAIC WEALTH, INC. located in Rockville, Maryland.

Barton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Barton has worked at 11 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Client Relationship Consultant Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Client Relationship Consultant Start Date: 10/01/2010 Hours Per Month: 40 Hours Per Day: 2 Duties: Investment Monitoring, Participant Education, Plan Sponsor Inquiries.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barton Joseph Kershner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 15, 2022 - Present

GALLAGHER FIDUCIARY ADVISORS, LLC

Office #1: 702 King Farm Blvd., Ste. 201, Rockville, MD 20850

RIA

CRD#: 146509

Rockville, MD

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 702 King Farm Road Suite 210, Rockville, MD 20850

RIA

CRD#: 23131

Rockville, MD

Past

March 31, 2022 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Rockville, MD

Past

April 19, 2016 - March 31, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Rockville, MD

Past

March 31, 2015 - March 31, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

ROCKVILLE, MD

Past

March 27, 2015 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

ROCKVILLE, MD

Past

September 17, 2014 - January 8, 2015

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

ROCKVILLE, MD

Past

September 12, 2014 - January 15, 2015

LPL FINANCIAL LLC

CRD#: 6413

ROCKVILLE, MD

Past

October 23, 2013 - December 24, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

ROCKVILLE, MD

Past

October 23, 2013 - September 12, 2014

FINANCIAL TELESIS INC

CRD#: 31012

ROCKVILLE, MD

Past

January 25, 2013 - August 6, 2013

GLASS JACOBSON WEALTH ADVISORS

RIA

CRD#: 120141

OWINGS MILLS, MD

Past

January 15, 2013 - August 8, 2013

TRIAD ADVISORS LLC

CRD#: 25803

OWINGS MILLS, MD

Past

November 18, 2010 - January 2, 2013

FINANCIAL TELESIS INC

RIA

CRD#: 31012

ROCKVILLE, MD

Past

November 18, 2010 - January 2, 2013

FINANCIAL TELESIS INC

CRD#: 31012

ROCKVILLE, MD

Past

June 1, 2009 - November 12, 2010

MORGAN STANLEY

RIA

CRD#: 149777

ANNAPOLIS, MD

Past

June 1, 2009 - November 12, 2010

MORGAN STANLEY

CRD#: 149777

ANNAPOLIS, MD

Past

February 22, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ANNAPOLIS, MD

Past

October 23, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ANNAPOLIS, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/23/2024)

Delaware
(8/23/2024)

Florida
(8/23/2024)

IAR

Maryland
(4/15/2022)

Maryland
(8/23/2024)

New Jersey
(8/23/2024)

New York
(8/23/2024)

North Carolina
(8/23/2024)

Pennsylvania
(8/23/2024)

South Carolina
(8/23/2024)

Texas
(8/23/2024)

Virginia
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/9/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/21/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

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Contact information

Main Address

2850 Golf Road, Rolling Meadows, IL 60008

Mailing Address

Phone number

(212) 330-1011

Established

Firm type

Fiscal year end

# of Employees

221

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR RETAIL CLIENTS (4/22/2025)

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR INSTITUTIONAL CLIENTS (4/22/2025)

Regulatory assets under management

Total Number of Accounts	5,754
AUM (Assets Under Management)	$ 180,614,282,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Barton J. Kershner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barton Joseph Kershner's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

GLASS JACOBSON WEALTH ADVISORS

TRIAD ADVISORS LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

GALLAGHER FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2007

SIE

Date: 10/1/2018

Series 31

Date: 9/9/2009

Series 7

Date: 10/21/2006

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GALLAGHER FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

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