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Lee Joseph Hernandez

Lee J. Hernandez

FIRMAMENT FINANCIAL
Reno, NV
Some features on this profile are disabled
CRD#: 5144193
Lee Joseph Hernandez

Professional summary

Lee Joseph Hernandez, CFP® is a registered financial advisor currently at FIRMAMENT FINANCIAL located in Reno, Nevada.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Lee has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lee Hernandez currently serves as Chief Financial Officer of Catholic Charities of Northern Nevada. This comprises approximately 140 hours per month of his time. Lee Hernandez, in his role at Firmament Financial, provides tax preparation services to advisory clients of the firm. Fees for tax preparation services are separate and in addition to the advisory fees discussed in Item 5 of this Brochure. Such services are performed by supervised persons of Firmament Financial. Clients are not obligated to utilize the tax preparation services of Firmament Financial. Neither Firmament Financial nor supervised persons of our firm have signatory authority over any Clients' accounts either through advisory services the firm offers or through its tax preparation services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Joseph Hernandez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

July 29, 2019 - Present

FIRMAMENT FINANCIAL

RIA
CRD#: 304536
Reno, NV
Past

June 1, 2009 - April 22, 2010

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

October 20, 2008 - May 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/22/2024)
IAR
Nevada
(7/29/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/14/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/8/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/18/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/2008
General Securities Representative Examination

Current Firm

FF
FIRMAMENT FINANCIAL
FIRMAMENT FINANCIAL | FIRMAMENT FINANCIAL, LLC

CRD#: 304536 / SEC#:

California
Registered Investment Advisory firm - (5/22/2024 Approved)
Nevada
Registered Investment Advisory firm - (7/29/2019 Approved)
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Contact information

Main Address
Reno, NV
Mailing Address
Phone number
(202) 258-8824
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts103
AUM (Assets Under Management)$ 20,656,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRMAMENT FINANCIAL

CRD#: 304536Reno, NV

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