Joseph R. Wilson

OMEGA WEALTH PRIVATE CAPITAL LLC

Cincinnati, OH 45249

Some features on this profile are disabled

CRD#: 5148977

Professional summary

Joseph Roe Wilson III, who also goes by Jody Wilson, Joe R Wilson, Joe Roe Wilson III, Joe Wilson, Joseph R. Wilson III, Joseph R. Wilson, is a registered financial advisor currently at OMEGA WEALTH PRIVATE CAPITAL LLC located in Cincinnati, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Joseph has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILSON PRIVATE CAPITAL, LLC; YES INVESTMENT RELATED; 7870 EAST KEMPER ROAD, SUITE 430, CINCINNATI, OH 45249; INSURANCE SALES; MANAGING MEMBER/LICENSED AGENT; START DATE 07/2024; APPROX 160 HRS/MONTH; APPROX 156 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Roe Wilson III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2022 - Present

OMEGA WEALTH PRIVATE CAPITAL LLC

Office #1: 7870 E. Kemper Road #430, Cincinnati, OH 45249

RIA

CRD#: 318012

Cincinnati, OH

Past

March 1, 2019 - March 28, 2022

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 4

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(11/9/2023)

IAR

Kentucky
(7/13/2022)

IAR

Ohio
(1/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/21/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/30/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/11/2006

General Securities Representative Examination

Current Firm

OMEGA WEALTH PRIVATE CAPITAL LLC

OLSON & WILSON PRIVATE CAPITAL LLC | OMEGA WEALTH PRIVATE CAPITAL LLC

CRD#: 318012 / SEC#:

Indiana

Registered Investment Advisory firm - (11/9/2023 Approved)

Kentucky

Registered Investment Advisory firm - (7/13/2022 Approved)

Ohio

Registered Investment Advisory firm - (1/24/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7870 E. Kemper Road #430, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 657-1072

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	427
AUM (Assets Under Management)	$ 49,028,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph R. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Roe Wilson III's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/21/2006

SIE

Date: 10/1/2018

Series 31

Date: 4/30/2009

Series 7

Date: 7/11/2006

Current Firm

OMEGA WEALTH PRIVATE CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OMEGA WEALTH PRIVATE CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors